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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CT

Charles Thomas Herron

Florida·CRD #6406587
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
3
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Charles Thomas Howard

Colorado·CRD #5493021
IA Rep

Investment Adviser Rep at QUARTZ PARTNERS INVESTMENT MANAGEMENT

Experience
18 yrs
States
1
Exams
1
Since
2008
Est. fee
AUM / Flat Fee
Minimum
$10k
View profile
CT

Charles Thomas McGlinn

New Jersey·CRD #4254722
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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CT

Charles Thomas Polis III

Florida·CRD #1555515
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
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CT

Charles Thomas Strano

Delaware·CRD #1983264
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
5
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Charles Travis Reader

Kentucky·CRD #6289943
IA Rep

Investment Adviser Rep at ILLUMINATE WEALTH MANAGEMENT

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Flat Fee
View profile
CT

Charles Tyler Brocato

Colorado·CRD #5762605
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CV

Charles Vance Brantley

North Carolina·CRD #6531147
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Other
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CV

Charles Victor Freemont

Arizona·CRD #4052394
Dual-registered

Dual-registered at SOVEREIGN INVESTMENT ADVISORS LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
CV

Charles Victor Kimmel III

Maryland·CRD #5567461
Dual-registered

Dual-registered at MBI LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
CV

Charles Vincent Creighton

Pennsylvania·CRD #1248368
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
42 yrs
States
1
Exams
5
Since
1984
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CV

Charles Vincent Glennon

Connecticut·CRD #1274057
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
4
Exams
7
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Charles Vincent Rossi

Arizona·CRD #6712618
IA Rep

Investment Adviser Rep at INTELLIGENT CAPITALWORKS

Experience
10 yrs
States
6
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5.0M
View profile
CV

Charles Von Kapff Carlson

Maryland·CRD #1284787
Dual-registered

Dual-registered at CORBYN INVESTMENT MANAGEMENT INC

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM
Minimum
$500k
View profile
CV

Charles V Sanders

California·CRD #6228456
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Charles Wayne Cordle Jr.

Tennessee·CRD #4586394
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Charles Wayne Taylor

North Carolina·CRD #5086503
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CW

Charles W Cha

California·CRD #2783275
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Charles W Crews Jr

South Carolina·CRD #4509752
Dual-registered

Dual-registered at FORTIS CAPITAL ADVISORS, LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Charles W Durham

Texas·CRD #5546682
Dual-registered

Dual-registered at BIRNAM WOOD CAPITAL, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Performance-based
Minimum
$1.0M
View profile
CW

Charles Wesley Davidson Jr.

Georgia·CRD #3165886
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Charles Wesley Johnson

Alabama·CRD #6899678
IA Rep

Investment Adviser Rep at LONGVIEW FINANCIAL ADVISORS, INC.

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
CW

Charles Wesley Taylor

Florida·CRD #7499937
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Charles Wesley Wood

California·CRD #6905214
IA Rep

Investment Adviser Rep at TEAM HEWINS, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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