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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CW

Charles Whitlock Kunzelman

Florida·CRD #4074399
Dual-registered

Dual-registered at QTR FAMILY WEALTH, LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CW

Charles Whitney Barnes

New York·CRD #4920725
Dual-registered

Dual-registered at MERRYFIELD BARNES, LLC

Experience
5 yrs
States
1
Exams
2
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Charles Wilkes Smith

California·CRD #427158
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
56 yrs
States
1
Exams
7
Since
1970
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Charles Willard Kienbaum

Washington·CRD #7452068
Dual-registered

Dual-registered at ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM
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CW

Charles William Bassing IV

Florida·CRD #6466930
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
3
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Charles William Bingham

Arkansas·CRD #4877997
Dual-registered

Dual-registered at SUNBELT SECURITIES

Experience
21 yrs
States
12
Exams
5
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$25k
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CW

Charles William Clementson

South Carolina·CRD #4008900
Dual-registered

Dual-registered at COLONIAL TRUST ADVISORS, INC.

Experience
17 yrs
States
1
Exams
4
Since
2009
Fee
AUM / Flat Fee
View profile
CW

Charles William Flynn

Florida·CRD #6571768
Dual-registered

Dual-registered at SIERRA CAPITAL LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$10.0M
View profile
CW

Charles William Freeman

Ohio·CRD #1012796
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
2
Exams
4
Since
1981
Est. fee
AUM / Commission / Flat Fee
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CW

Charles William Gable

Massachusetts·CRD #6049203
Dual-registered

Dual-registered at KELLY FINANCIAL SERVICES LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Charles William Heil III

Missouri·CRD #241766
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
60 yrs
States
2
Exams
7
Since
1966
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
CW

Charles William Hinde

Iowa·CRD #6202197
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
4
Exams
7
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Charles William Kenny

Maryland·CRD #7819798
IA Rep

Investment Adviser Rep at WBH ADVISORY, INC.

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Charles William Mason

California·CRD #322180
Dual-registered

Dual-registered at MASON & ASSOCIATES, INC.

Experience
55 yrs
States
1
Exams
4
Since
1971
Fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
CW

Charles William Rawl

Florida·CRD #2606069
Dual-registered

Dual-registered at SUNBELT SECURITIES

Experience
31 yrs
States
6
Exams
8
Since
1995
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
CW

Charles William Reimers

Utah·CRD #6441386
Dual-registered

Dual-registered at AVANTAX PLANNING PARTNERS, INC.

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Charles William Ross

Pennsylvania·CRD #1406020
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Charles William Sawyer Jr

Maryland·CRD #1796762
IA Rep

Investment Adviser Rep at CREATIVEONE SECURITIES, LLC

Experience
38 yrs
States
3
Exams
5
Since
1988
Est. fee
AUM / Hourly
Minimum
$25k
View profile
CW

Charles William Schoenjohn Jr

Illinois·CRD #2469585
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Charles William Scogna

New Jersey·CRD #8130111
IA Rep

Investment Adviser Rep at EAGLE WEALTH STRATEGIES

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Other
Minimum
$500k
View profile
CW

Charles William Wagner

Montana·CRD #4789697
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Charles William Wise III

Pennsylvania·CRD #4799506
Dual-registered

Dual-registered at INVARIANT INVESTMENT MANAGEMENT

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Flat Fee
View profile
CW

Charles William Wright

Texas·CRD #1426260
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
40 yrs
States
1
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Charles Wilson Averre IV

North Carolina·CRD #2716974
IA Rep

Investment Adviser Rep at HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM / Hourly
Minimum
$500k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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