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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CS

Charles Spencer Brant

Colorado·CRD #5888917
IA Rep

Investment Adviser Rep at BZ WEALTH ADVISORS, LLC

Experience
15 yrs
States
1
Since
2011
Est. fee
AUM / Flat Fee
View profile
CS

Charles Spencer Gould

California·CRD #2700491
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
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CS

Charles Stephen Holt

Virginia·CRD #1943440
Dual-registered

Dual-registered at VERDENCE CAPITAL ADVISORS, LLC

Experience
37 yrs
States
1
Exams
4
Since
1989
Est. fee
AUM / Hourly / Flat Fee
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CS

Charles Stephens O'Neil

Illinois·CRD #2638417
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
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CS

Charles Stephen White

Texas·CRD #843231
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
49 yrs
States
1
Exams
5
Since
1977
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CS

Charles Steven Sera

Arizona·CRD #6107850
IA Rep

Investment Adviser Rep at DYNAMIC

Experience
13 yrs
States
1
Exams
1
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
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CS

Charles Steven Yarnold

New Jersey·CRD #5052329
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
3
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CS

Charles Stewart Hollenbaugh

Colorado·CRD #8105578
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Charles Stewart Roberson

North Carolina·CRD #2976944
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
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CS

Charles Stone Clark

Connecticut·CRD #861962
Dual-registered

Dual-registered at CLARK & STUART INC

Experience
47 yrs
States
6
Exams
3
Since
1979
Est. fee
AUM
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CS

Charles Surin Martin

New York·CRD #5815459
IA Rep

Investment Adviser Rep at CIRCLE ADVISERS INC

Experience
5 yrs
States
2
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Charles Sutcliffe Stoll

Florida·CRD #704129
Dual-registered

Dual-registered at WINNING POINTS ADVISORS, L.L.C.

Experience
36 yrs
States
2
Exams
4
Since
1990
Est. fee
AUM / Hourly / Flat Fee / Other
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CT

Charles Taliaferro Bailey T

Maryland·CRD #4582281
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Charles Taylor

North Carolina·CRD #7419846
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Charles Taylor Foss

Florida·CRD #4633605
IA Rep

Investment Adviser Rep at CORE WEALTH ADVISORS, INC.

Experience
22 yrs
States
2
Exams
1
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Charles Taylor Howard

New York·CRD #2171764
Dual-registered

Dual-registered at DOUGLASS WINTHROP ADVISORS LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Flat Fee / Other
Minimum
$3.0M
View profile
CT

Charles Theodore Rothermel III

Florida·CRD #405680
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
57 yrs
States
2
Exams
5
Since
1969
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CT

Charles Thomas Adair

Illinois·CRD #7974714
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CT

Charles Thomas Akre Jr

Virginia·CRD #2211
Dual-registered

Dual-registered at AKRE CAPITAL MANAGEMENT, LLC

Experience
25 yrs
States
1
Exams
7
Since
2001
Fee
AUM / Performance-based
View profile
CT

Charles Thomas Alvey III

Kentucky·CRD #6764486
Dual-registered

Dual-registered at ONEASCENT FINANCIAL SERVICES LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Charles Thomas Cammack Jr

Alabama·CRD #2143498
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
35 yrs
States
1
Exams
5
Since
1991
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
CT

Charles Thomas Cernosia

New Jersey·CRD #4628598
IA Rep

Investment Adviser Rep at SUMMIT FINANCIAL, LLC

Experience
5 yrs
States
1
Exams
2
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
CT

Charles Thomas Deluca

Ohio·CRD #7332259
Dual-registered

Dual-registered at &PARTNERS

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
CT

Charles Thomas Gabel

Michigan·CRD #736879
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
45 yrs
States
1
Exams
6
Since
1981
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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