AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CW

Charles Winthrop Stanton

Texas·CRD #2569349
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
32 yrs
States
2
Exams
9
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Charles Wi Ross

District Of Columbia·CRD #4872999
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
3
Exams
4
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Charles W. Manning

Pennsylvania·CRD #318940
IA Rep

Investment Adviser Rep at COMPASS ION ADVISORS, LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CW

Charles Wren Wolfe Jr

Florida·CRD #4974556
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Charles W Tricomi Jr.

Connecticut·CRD #6191034
IA Rep

Investment Adviser Rep at GREENWICH WEALTH MANAGEMENT, LLC

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
CW

Charles Wurdack

Pennsylvania·CRD #1022053
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
26 yrs
States
1
Exams
8
Since
2000
Fee
AUM / Hourly / Flat Fee
View profile
CY

Charles Young

California·CRD #7560910
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CZ

Charles Zachary Crandall II

Michigan·CRD #7698564
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CZ

Charles Zelig Tzinberg

Illinois·CRD #4088133
IA Rep

Investment Adviser Rep at WEALTH MANAGEMENT

Experience
9 yrs
States
2
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Charlie Elamparo

California·CRD #6882940
Dual-registered

Dual-registered at REALTA INVESTMENT ADVISORS, INC

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Charlie James Winchock

New Jersey·CRD #7111230
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
3
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Charlie Javier Hernandez

Texas·CRD #8036273
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Charlie Joseph Kuhn

Illinois·CRD #7948669
Dual-registered

Dual-registered at ROTHSCHILD INVESTMENT

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CL

Charlie Lee Welborn

North Carolina·CRD #4033352
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CL

Charlie L Rossetter III

Florida·CRD #2589670
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
CO

Charlie O Davidson

Georgia·CRD #7655826
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charlie Ray Kirven

Texas·CRD #1343519
IA Rep

Investment Adviser Rep at SECURE ASSET MANAGEMENT, L.L.C.

Experience
41 yrs
States
1
Exams
8
Since
1985
Est. fee
AUM / Flat Fee / Other
View profile
CR

Charlie Ray Meagher

Alabama·CRD #330771
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
46 yrs
States
4
Exams
7
Since
1980
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CR

Charlie Robert Dear

Ohio·CRD #6894375
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
CR

Charlie Rose

Minnesota·CRD #7350406
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Charlotte Ann Logann

Louisiana·CRD #1387909
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
9
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Charlotte Bowman Sargeant

Ohio·CRD #4679560
IA Rep

Investment Adviser Rep at HERITAGE FINANCIAL ADVISORS, LLC

Experience
23 yrs
States
1
Exams
1
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$200k
View profile
CC

Charlotte Calat Diprete

New York·CRD #7435139
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
4
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
CC

Charlotte Clare Berry

California·CRD #6754721
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
9 yrs
States
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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