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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CB

Christopher Baumann

Alaska·CRD #7221540
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
6 yrs
States
11
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
View profile
CB

Christopher B Bean

Connecticut·CRD #2736963
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
7
Since
1996
Est. fee
AUM / Commission / Flat Fee
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CB

Christopher B Beanland

District Of Columbia·CRD #5821780
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
4
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
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CB

Christopher B Burgess

Arkansas·CRD #6986349
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
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CB

Christopher Beach

Texas·CRD #5509278
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
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CB

Christopher Belich

New Jersey·CRD #6916937
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
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CB

Christopher Bell

Florida·CRD #7971131
Dual-registered

Dual-registered at GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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CB

Christopher Belsjoe

Texas·CRD #6476846
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
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CB

Christopher Benedict Regan

Texas·CRD #6318981
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
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CB

Christopher Benton Trawick

Georgia·CRD #6896398
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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CB

Christopher Bernard Cymbala

Connecticut·CRD #4415494
Dual-registered

Dual-registered at SYMMETRY PARTNERS

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Other
Minimum
$5k
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CB

Christopher Bernard King

Texas·CRD #7956592
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Christopher B Glover

Georgia·CRD #5393480
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Christopher Binyon Sarofim

Texas·CRD #2790832
IA Rep

Investment Adviser Rep at FAYEZ SAROFIM & CO.

Experience
29 yrs
States
1
Exams
2
Since
1997
Fee
AUM
Minimum
$5.0M
View profile
CB

Christopher B. Jones

Wisconsin·CRD #5976299
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CB

Christopher B. Kemper

North Carolina·CRD #4554109
Dual-registered

Dual-registered at BLUEPRINT FINANCIAL ADVISORS

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Hourly
View profile
CB

Christopher B Krupp

Illinois·CRD #4538862
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CB

Christopher Blair Driver

Florida·CRD #2293333
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CB

Christopher Blake Magnuson

Florida·CRD #7203486
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
CB

Christopher B Nesbitt

California·CRD #7865180
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Christopher Bouffier

California·CRD #7614960
Dual-registered

Dual-registered at WHITTIER ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
CB

Christopher Boyan Lai

New York·CRD #5915028
IA Rep

Investment Adviser Rep at ASCENT WEALTH PARTNERS, LLC

Experience
10 yrs
States
1
Since
2016
Est. fee
AUM
View profile
CB

Christopher B Prosinski

Minnesota·CRD #7034339
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
4
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CB

Christopher Bradford Gioia

Florida·CRD #5732625
IA Rep

Investment Adviser Rep at OXFORD FINANCIAL GROUP, LTD

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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