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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CB

Christopher Bradford Roop

New York·CRD #4902106
IA Rep

Investment Adviser Rep at SOLID POINT WEALTH ADVISORS, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM
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CB

Christopher Bradley Marlin

Colorado·CRD #4889526
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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CB

Christopher Brandon Combs

North Carolina·CRD #5589960
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Commission / Flat Fee
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CB

Christopher Breed Walling

Louisiana·CRD #2250217
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
34 yrs
States
3
Exams
9
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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CB

Christopher Brendan Baker

Rhode Island·CRD #7349180
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
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CB

Christopher Brent Heerlein

Texas·CRD #6566768
IA Rep

Investment Adviser Rep at REAP FINANCIAL GROUP, LLC

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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CB

Christopher Brent Sullivan II

California·CRD #5801651
Dual-registered

Dual-registered at AVANTAX PLANNING PARTNERS, INC.

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
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CB

Christopher Brereton

California·CRD #2846341
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
8
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CB

Christopher Brett Scott

Georgia·CRD #7343136
IA Rep

Investment Adviser Rep at NEW REPUBLIC PARTNERS

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$10.0M
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CB

Christopher B Reynolds

Florida·CRD #6348566
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
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CB

Christopher Brian Farris

Iowa·CRD #6067648
Dual-registered

Dual-registered at FINANCIAL DESIGN GROUP, LLC

Experience
14 yrs
States
3
Exams
3
Since
2012
Fee
AUM
View profile
CB

Christopher Brian Gumula

Florida·CRD #6895867
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Christopher Brian Pelley

Colorado·CRD #1008077
Dual-registered

Dual-registered at EVERSPIRE

Experience
44 yrs
States
2
Exams
8
Since
1982
Fee
AUM / Other
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CB

Christopher Brian Trombetta

New York·CRD #2321970
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
3
Exams
8
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CB

Christopher Brian Vactor

Pennsylvania·CRD #6651710
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Christopher Brown

Pennsylvania·CRD #1980258
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Christopher Brown

California·CRD #7240786
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Christopher Brown

California·CRD #7276089
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CB

Christopher Broyles

Colorado·CRD #4473882
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CB

Christopher Bruce Campbell

Florida·CRD #5776063
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Christopher Bruce Smirti

New York·CRD #5846663
Dual-registered

Dual-registered at ALLSPRING FUNDS MANAGEMENT, LLC

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Performance-based
Minimum
$50k
View profile
CB

Christopher Bryant Packard

California·CRD #4141848
Dual-registered

Dual-registered at WOMACK WEALTH MANAGEMENT, INC.

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Christopher Bryon Bauchle

Indiana·CRD #7351200
IA Rep

Investment Adviser Rep at STRIVE FINANCIAL GROUP, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Christopher B Soltis

New York·CRD #4756936
Dual-registered

Dual-registered at PKS ADVISORY SERVICES, LLC

Experience
20 yrs
States
1
Exams
7
Since
2006
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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