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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CB

Christopher Budd

New Jersey·CRD #6987134
IA Rep

Investment Adviser Rep at MADISON AVENUE SECURITIES, LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CB

Christopher Byron Shafer

New York·CRD #1282180
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
2
Exams
8
Since
1984
Est. fee
AUM / Flat Fee
View profile
CC

Christopher Cahoon

New York·CRD #7462568
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Callaway Ryan Godfrey

Georgia·CRD #5198759
Dual-registered

Dual-registered at ZWJ INVESTMENT COUNSEL INC

Experience
6 yrs
States
1
Exams
2
Since
2020
Fee
AUM / Flat Fee
Minimum
$1.0M
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CC

Christopher Calvin Cook

Iowa·CRD #4370551
Dual-registered

Dual-registered at GILBERT & COOK, INC.

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
CC

Christopher Cameron Leary

California·CRD #6599893
IA Rep

Investment Adviser Rep at ARGOS WEALTH ADVISORS LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5.0M
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CC

Christopher Cameron Reed

Florida·CRD #4350417
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Christopher Campbell Johnson

Minnesota·CRD #6818833
Dual-registered

Dual-registered at AFFIANCE FINANCIAL LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Fee
AUM / Flat Fee
Minimum
$250k
View profile
CC

Christopher C Anderson

Montana·CRD #6140890
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Carl Ahlgrim

N/A·CRD #8050071
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
1 yrs
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Christopher Carl Andrysiak

Massachusetts·CRD #5642217
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CC

Christopher Caro

New Jersey·CRD #6762174
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Carrion

Texas·CRD #6358358
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CC

Christopher Cason Carbaugh

Georgia·CRD #8187889
IA Rep

Investment Adviser Rep at SLP WEALTH

Experience
1 yrs
States
2
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Christopher Castillo

Texas·CRD #4239818
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
24 yrs
States
1
Exams
6
Since
2002
Fee
AUM / Flat Fee / Performance-based
View profile
CC

Christopher C Barrett

Michigan·CRD #2891137
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Cecil Lamb

South Carolina·CRD #4418087
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Christopher Cerniglia

New Jersey·CRD #7296334
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
2
Exams
5
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Christopher Cerrato Mannino

New Jersey·CRD #6597319
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Certo

New Jersey·CRD #7591461
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Chamberlain Kleberg

Texas·CRD #7210270
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Charles Capezuto

Arizona·CRD #1348854
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
40 yrs
States
9
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CC

Christopher Charles Dewolfe Jr

Florida·CRD #2687260
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
4
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Christopher Charles Dumont

New Jersey·CRD #2581069
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
8
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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