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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
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Christopher Layton Claridge II

Arizona·CRD #5094005
IA Rep

Investment Adviser Rep at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
17 yrs
States
2
Exams
5
Since
2009
Fee
AUM / Performance-based / Other
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CL

Christopher L Clepp

Arizona·CRD #6172518
IA Rep

Investment Adviser Rep at ON INVESTMENT MANAGEMENT CO

Experience
12 yrs
States
11
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
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Christopher Lee Ainsworth

California·CRD #2726985
Dual-registered

Dual-registered at PAVE INVESTMENT ADVISORS, LLC.

Experience
10 yrs
States
1
Exams
9
Since
2016
Est. fee
AUM / Flat Fee
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Christopher Lee Baugh

Arkansas·CRD #3250943
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
26 yrs
States
5
Exams
5
Since
2000
Fee
AUM / Hourly / Flat Fee
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Christopher Lee Bishop

Virginia·CRD #2932632
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM / Flat Fee
Minimum
$100k
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Christopher Lee Bittman

Colorado·CRD #2189508
IA Rep

Investment Adviser Rep at CERITY PARTNERS OCIO LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Performance-based
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Christopher Lee Bosse

Nebraska·CRD #5372638
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
13 yrs
States
1
Exams
2
Since
2013
Est. fee
AUM / Flat Fee / Performance-based
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Christopher Lee Brehmer

Minnesota·CRD #6454979
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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Christopher Lee Cottrell

California·CRD #6669357
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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Christopher Lee Curtis

Connecticut·CRD #5479688
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
18 yrs
States
2
Exams
6
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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Christopher Lee Deblanc

North Carolina·CRD #7226695
IA Rep

Investment Adviser Rep at CHOREO PARTNER ALLIANCE, LLC

Experience
6 yrs
States
4
Exams
1
Since
2020
Fee
Other
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Christopher Lee Elizondo

Georgia·CRD #7910194
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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Christopher Lee Facka

Georgia·CRD #2706401
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
25 yrs
States
1
Exams
9
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
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Christopher Lee Felton

Arizona·CRD #3222050
IA Rep

Investment Adviser Rep at YOUR IA, LLC

Experience
27 yrs
States
6
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
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Christopher Lee Harbuck Jr

Louisiana·CRD #6343322
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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Christopher Lee Heisten

Alaska·CRD #5452103
Dual-registered

Dual-registered at HEISTEN WRENN PRIVATE WEALTH, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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Christopher Lee Henning

Florida·CRD #3014390
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
6
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Christopher Lee Hill

Florida·CRD #7149073
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
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Christopher Lee Holloway

Connecticut·CRD #1385671
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
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Christopher Lee Johnson

Ohio·CRD #4822822
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
3
Exams
4
Since
2004
Est. fee
AUM / Commission / Flat Fee
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Christopher Lee Jones

Georgia·CRD #3107509
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
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Christopher Lee Magouirk

Louisiana·CRD #1339948
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
41 yrs
States
1
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Christopher Lee Myers

Florida·CRD #8179634
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Christopher Lee Perego

Texas·CRD #4007830
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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