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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Christopher Mark Cunniff

District Of Columbia·CRD #2094657
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
4
Exams
6
Since
1990
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher Mark Eldredge

Louisiana·CRD #7790184
IA Rep

Investment Adviser Rep at HMV WEALTH ADVISORS, LLC

Experience
3 yrs
States
2
Exams
1
Since
2023
Est. fee
AUM
Minimum
$1.0M
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CM

Christopher Mark Glading

Florida·CRD #7024896
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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CM

Christopher Mark Herrera

Arizona·CRD #6009488
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
14 yrs
States
2
Exams
3
Since
2012
Fee
AUM / Other
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CM

Christopher Mark Herzog

Minnesota·CRD #4405069
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CM

Christopher Mark Marsh

California·CRD #6160676
IA Rep

Investment Adviser Rep at TRICORD ADVISORS, INC.

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
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CM

Christopher Markowski

Florida·CRD #2556011
Dual-registered

Dual-registered at MARKOWSKI INVESTMENTS

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly
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CM

Christopher Mark Peerless

California·CRD #710630
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
46 yrs
States
2
Exams
5
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CM

Christopher Mark Peterson

Michigan·CRD #3162809
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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CM

Christopher Mark Senvisky

North Carolina·CRD #2407025
Dual-registered

Dual-registered at &PARTNERS

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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CM

Christopher Mark Strehle

Ohio·CRD #2688065
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CM

Christopher Mark Tilden

Massachusetts·CRD #5294494
Dual-registered

Dual-registered at MONTIS FINANCIAL, LLC

Experience
19 yrs
States
2
Exams
4
Since
2007
Fee
AUM / Hourly / Flat Fee / Other
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CM

Christopher Martin Cognetta

Minnesota·CRD #5559418
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Fee
AUM / Other
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CM

Christopher Martin Lacasse

California·CRD #6828910
IA Rep

Investment Adviser Rep at USA FINANCIAL SECURITIES LLC

Experience
3 yrs
States
2
Exams
1
Since
2023
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
CM

Christopher Martin Niemczewski

District Of Columbia·CRD #1885043
IA Rep

Investment Adviser Rep at MARSHFIELD ASSOCIATES

Experience
33 yrs
States
4
Exams
1
Since
1993
Est. fee
AUM / Performance-based
Minimum
$1.0M
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CM

Christopher Martin Quandt

California·CRD #6645540
Dual-registered

Dual-registered at SAVVY

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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CM

Christopher Martin Relyea

Florida·CRD #3175339
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Martin Rodin Sierra

Florida·CRD #8036344
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Martin Stern

North Carolina·CRD #6153672
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
13 yrs
States
3
Exams
1
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CM

Christopher Marzella

New Jersey·CRD #2801361
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher M Ashby

New Jersey·CRD #4103389
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
8
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Massoglia

Michigan·CRD #7394529
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
3 yrs
States
3
Exams
1
Since
2023
Fee
AUM
View profile
CM

Christopher Mathew Sneed

Connecticut·CRD #7250271
Dual-registered

Dual-registered at THIRD VIEW PRIVATE WEALTH

Experience
6 yrs
States
1
Exams
3
Since
2020
Fee
AUM / Flat Fee
View profile
CM

Christopher Matthew Allan

Iowa·CRD #5646543
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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