AdFi
CM

Christopher Mark Peterson

Investment Adviser Representative at REGAL INVESTMENT ADVISORS LLC

Grand Rapids, MICRD #3162809Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Michigan
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/25/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 2/18/1999
Series 7
General Securities Representative Examination
Passed 2/2/1999
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 2/8/2007
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/12/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Regal Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REGAL INVESTMENT ADVISORS LLCCurrent
6/30/2014Grand Rapids, MI
STRATEGIC ADVISERS, INC.
2/18/20106/18/2014Grand Rapids, MI
STRATEGIC ADVISERS, INC.
9/22/20056/30/2008Seattle, WA
MERCER ADVISORS
3/15/20058/29/2005Bellevue, WA
STRATEGIC ADVISERS, INC.
1/24/20012/15/2005Merrimack, NH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at REGAL INVESTMENT ADVISORS LLC

Showing 12 of 123 in the directory

View REGAL INVESTMENT ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Mark Peterson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher Mark Peterson - Financial Advisor in Grand Rapids, MI | AdvisorFinder