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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Christopher Matthew Brockett

Connecticut·CRD #7100625
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Matthew Brodoski

California·CRD #7624224
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Matthew Greer

New Jersey·CRD #2262395
Dual-registered

Dual-registered at GSG ADVISORS LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
CM

Christopher Matthew Holloway

Arkansas·CRD #3124769
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
16
Exams
12
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CM

Christopher Matthew Parks

Illinois·CRD #4974240
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CM

Christopher Matthew Pelesko

Florida·CRD #6441542
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Maxime Shea

Connecticut·CRD #4244023
Dual-registered

Dual-registered at WEALTHPLAN INVESTMENT MANAGEMENT LLC

Experience
20 yrs
States
2
Exams
2
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CM

Christopher Mazzatta

New Jersey·CRD #6497299
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher M Bernal

Florida·CRD #5365240
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher M Caledonia

Florida·CRD #4092254
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
7
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher McKenna Wright

North Carolina·CRD #6314912
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
12 yrs
States
4
Exams
1
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CM

Christopher McNesby

Pennsylvania·CRD #4458026
Dual-registered

Dual-registered at PW NOVA FINANCIAL SERVICES LLC

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM
View profile
CM

Christopher M Cole

Ohio·CRD #5974260
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher M Conto

Connecticut·CRD #2319339
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher M. Donahue

New York·CRD #4843746
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Medeiros

Rhode Island·CRD #6490907
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Medeiros

Rhode Island·CRD #7149105
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
6
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher M Eppich

Massachusetts·CRD #5901614
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher M Goodwyn

Florida·CRD #6074191
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher M Gorham

California·CRD #5811752
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Christopher Micco

California·CRD #1825222
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
3
Exams
6
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Michael Andreach

New Jersey·CRD #2491323
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
3
Exams
4
Since
1994
Est. fee
AUM / Flat Fee
View profile
CM

Christopher Michael Auten

California·CRD #5588191
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Michael Benda

Iowa·CRD #5039416
Dual-registered

Dual-registered at SAVVY

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 643 | AdvisorFinder