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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CT

Claire Thornton

Arizona·CRD #6504702
Dual-registered

Dual-registered at AVISE FINANCIAL

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CV

Claire Victoria Coddington

Texas·CRD #6450178
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
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CV

Claire Virginia Ricks

Texas·CRD #7833224
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Clara A Humphrey

New York·CRD #7189258
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
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CB

Clara Basile

California·CRD #1939862
IA Rep

Investment Adviser Rep at AVALON CAPITAL MANAGEMENT

Experience
1 yrs
States
2
Exams
2
Since
2025
Fee
AUM / Hourly
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CB

Clara Bope

Ohio·CRD #8036539
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Other
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CC

Clara Copley Parris

Georgia·CRD #5567666
IA Rep

Investment Adviser Rep at SIGNATUREFD, LLC

Experience
8 yrs
States
1
Since
2018
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
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CD

Clara Durrance Laurent

Florida·CRD #6640374
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CH

Clara Hye-Sung Siegel

New Jersey·CRD #7076211
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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CS

Clara Silva

Rhode Island·CRD #8215660
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
4
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CY

Clara Yanira Perez O'Neill

Puerto Rico·CRD #4237419
Dual-registered

Dual-registered at POPULAR SECURITIES, LLC

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Other
Minimum
$50k
View profile
CA

Clare Angelina Dimaiolo

Connecticut·CRD #7149057
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Clare Ann Brodersen

California·CRD #7829023
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Clare Cunniff

District Of Columbia·CRD #7268585
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
4
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Clare E Schmokel

Minnesota·CRD #7630188
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Clare Margaret Mary Sheehan

Connecticut·CRD #2677800
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Clare Morris

Florida·CRD #5342327
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
19 yrs
States
1
Exams
8
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CB

Clarence Bernard Grier Jr

Texas·CRD #2923629
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Flat Fee
View profile
CB

Clarence Buford Taylor Jr

Texas·CRD #2861430
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Flat Fee
View profile
CC

Clarence Connor Darrow

Illinois·CRD #7149454
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
View profile
CD

Clarence Davis

Michigan·CRD #7953429
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Other
View profile
CD

Clarence Duane Souza

California·CRD #4081156
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Clarence Homer Slaughter III

North Carolina·CRD #2680955
IA Rep

Investment Adviser Rep at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Clarence James Collins

North Carolina·CRD #8274620
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

States
2
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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