AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CL

Clarence Lawrence Elliott IV

Louisiana·CRD #6598805
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
10 yrs
States
1
Exams
3
Since
2016
Fee
AUM / Hourly / Flat Fee
View profile
CL

Clarence Leroy Haynes Jr

Connecticut·CRD #6125794
IA Rep

Investment Adviser Rep at WEALTHSPIRE RETIREMENT ADVISORY

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CL

Clarence Lyndel Meigs

Kansas·CRD #1979820
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
37 yrs
States
2
Exams
4
Since
1989
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Clarence Shayne Daniels

Tennessee·CRD #6793339
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
9 yrs
States
1
Exams
6
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Clarence Terry Washington

New Jersey·CRD #6705532
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CX

Clarence Xavier Young

North Carolina·CRD #5221375
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
CY

Clarence Yee

N/A·CRD #474356
Dual-registered

Dual-registered at AMERICAN INVESTORS CO

Experience
29 yrs
Exams
9
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
CT

Clare Terese Frederick

Louisiana·CRD #2267713
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
34 yrs
States
3
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CH

Claribel Henriquez

New York·CRD #7299955
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Clarice Link

Texas·CRD #7838643
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Clarice Merle Couey

California·CRD #4853354
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Clarice M Nolet

California·CRD #5514836
IA Rep

Investment Adviser Rep at TEAM HEWINS, LLC

Experience
18 yrs
States
1
Exams
1
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
CM

Clarisa M Estevez

N/A·CRD #2554355
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
Exams
3
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Clarisa Murrieta Hernandez

Arizona·CRD #5481587
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Clarisa S Andrade

California·CRD #5581879
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Clarissa Ann Warner

Ohio·CRD #7441503
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
5 yrs
States
1
Since
2021
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CL

Clarissa Lee Coombs

New York·CRD #3031605
Dual-registered

Dual-registered at &PARTNERS

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
CL

Clarissa Linda Hartono

California·CRD #7960337
IA Rep

Investment Adviser Rep at ECLECTIC ASSOCIATES, INC.

Experience
2 yrs
States
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$400k
View profile
CM

Clarissa M Delgado

Texas·CRD #6556102
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Clarissa M Schnabel

California·CRD #2978069
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Clarissa Velez

Texas·CRD #4086676
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
26 yrs
States
1
Exams
5
Since
2000
Fee
AUM / Flat Fee / Performance-based
View profile
CT

Clarisse Tur

Ohio·CRD #6093990
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Clark A Mallard

California·CRD #7750169
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Clark Brady Stossel

Pennsylvania·CRD #5750725
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
9 yrs
States
1
Exams
3
Since
2017
Fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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