AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CB

Clark Brown Hodges

Texas·CRD #2202654
Dual-registered

Dual-registered at FIRST DALLAS SECURITIES, INC.

Experience
34 yrs
States
1
Exams
4
Since
1992
Fee
Commission
Minimum
$100k
View profile
CC

Clark Cary Armor

Kansas·CRD #6085388
Dual-registered

Dual-registered at WEALTH ALLIANCE ADVISORY GROUP, LLC

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Clark Christopher Mangan

New Jersey·CRD #2508478
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
6
Since
1994
Est. fee
AUM / Flat Fee
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CC

Clark Clifford Small

Idaho·CRD #2446498
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
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CD

Clark D Ebinger Jr

California·CRD #6085431
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
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CD

Clark D Harris

Michigan·CRD #2730928
IA Rep

Investment Adviser Rep at SECURE ASSET MANAGEMENT, L.L.C.

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Flat Fee / Other
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CC

Clarke Cameron Holt

Georgia·CRD #3206937
Dual-registered

Dual-registered at ELEVATE WEALTH ADVISORY, INC.

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
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CE

Clark E Giles

Connecticut·CRD #6339995
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
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CG

Clark Gilliland

California·CRD #7458210
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
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CG

Clark Gregory Frese

Pennsylvania·CRD #214135
IA Rep

Investment Adviser Rep at ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC

Experience
23 yrs
States
2
Exams
2
Since
2003
Est. fee
AUM
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CK

Clark King

California·CRD #7839628
IA Rep

Investment Adviser Rep at TRILOGY CAPITAL, INC.

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Clark Milton Forster

New York·CRD #2499250
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CN

Clark Nile Osterhout

California·CRD #5464309
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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CP

Clark Patrick Telford

Oklahoma·CRD #7072916
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CV

Clark Valantine Taylor Mr.

Utah·CRD #4261299
Dual-registered

Dual-registered at SOLTIS INVESTMENT ADVISORS, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$750k
View profile
CS

Clarretta Shalee Morris

Nebraska·CRD #7058077
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Claude J Bishop

California·CRD #4399101
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CG

Claudelle Gehy

Virginia·CRD #6574295
Dual-registered

Dual-registered at MASON INVESTMENT ADVISORY SERVICES INC

Experience
10 yrs
States
1
Exams
3
Since
2016
Fee
AUM / Flat Fee
View profile
CA

Claudia Allison Berman

Florida·CRD #5835466
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
4
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Claudia Ann Martin

Texas·CRD #2950783
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
CA

Claudia Aranibar

Florida·CRD #5643840
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Claudia Cullen

Florida·CRD #5340849
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Claudia Elizabeth De La Rosa

Texas·CRD #6403779
IA Rep

Investment Adviser Rep at OSAIC ADVISORY SERVICES, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Claudia Elizabeth Moreno

Hawaii·CRD #6181948
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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