AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CK

Cody Keith Ulland

Nebraska·CRD #6559743
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Flat Fee / Performance-based
View profile
CL

Cody Lee Brown

Missouri·CRD #8154169
IA Rep

Investment Adviser Rep at FINANCIAL & TAX ARCHITECTS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
View profile
CL

Cody Lee McDonald

Nevada·CRD #7192020
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Cody Lj West

Connecticut·CRD #7144358
IA Rep

Investment Adviser Rep at CAPZONE MANAGEMENT LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Performance-based
Minimum
$8.0M
View profile
CL

Cody L Rasmussen

California·CRD #6007252
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
14 yrs
States
3
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Cody Lyn Santmyer

Virginia·CRD #8221626
IA Rep

Investment Adviser Rep at CW ADVISORS, LLC

States
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
CM

Cody Mann

South Carolina·CRD #7339789
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Cody Marquis Laneve

Ohio·CRD #7964646
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cody Matthew Lewallen

North Carolina·CRD #6984151
IA Rep

Investment Adviser Rep at IFG ADVISORY, LLC

Experience
5 yrs
States
1
Exams
2
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Cody M Burns

Connecticut·CRD #6591071
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
6
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cody Meza

California·CRD #7646004
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cody Michael Emerson

California·CRD #7250070
Dual-registered

Dual-registered at PEAK FINANCIAL PLANNING

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
CM

Cody Michael Meyers

California·CRD #6850730
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
8
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cody Michael Steed

New Hampshire·CRD #7833428
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Cody Michael Surma

Missouri·CRD #7740715
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CM

Cody Mitchell Wright

Massachusetts·CRD #8099563
IA Rep

Investment Adviser Rep at WH CORNERSTONE INVESTMENTS INC.

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Cody M Norton

Florida·CRD #7210663
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Cody Neal Chapman

Georgia·CRD #5485112
IA Rep

Investment Adviser Rep at THOMPSON SIEGEL & WALMSLEY LLC

Experience
7 yrs
States
2
Exams
1
Since
2019
Fee
AUM / Performance-based
View profile
CO

Cody Orville Brooks

North Dakota·CRD #7496245
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
4 yrs
States
2
Exams
3
Since
2022
Fee
AUM / Hourly / Flat Fee
View profile
CO

Cody Owen Wheeler

Nebraska·CRD #7216720
Dual-registered

Dual-registered at PLAN GROUP FINANCIAL, INC.

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
View profile
CP

Cody Patrick Colville

Pennsylvania·CRD #7920750
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Cody Patrick Jennings

Georgia·CRD #6685094
IA Rep

Investment Adviser Rep at CLEAR INVESTMENT RESEARCH, LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Cody Patterson

Illinois·CRD #8153762
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Cody Rene Amis

Arizona·CRD #4552268
Dual-registered

Dual-registered at STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 684 | AdvisorFinder