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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CR

Cody Richard Barner

California·CRD #6752800
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CR

Cody Richmond

Pennsylvania·CRD #7489910
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
4 yrs
States
2
Exams
1
Since
2022
Est. fee
AUM / Flat Fee
View profile
CR

Cody Roberts

Connecticut·CRD #6971922
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
View profile
CR

Cody Ross Pollock

Florida·CRD #7263303
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
4
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CR

Cody R Wiseman

Arizona·CRD #6185336
Dual-registered

Dual-registered at SOLTIS INVESTMENT ADVISORS, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$750k
View profile
CS

Cody Samuel Greene

Vermont·CRD #6991281
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Cody Schweitzer

Nebraska·CRD #8060046
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

States
2
Exams
3
Since
2026
Est. fee
AUM / Flat Fee
View profile
CS

Cody Seth Bales

Ohio·CRD #7733816
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CS

Cody Strietzel

Arizona·CRD #8258470
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CS

Cody Syrek

Virginia·CRD #8232195
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Cody Taylor

California·CRD #6662023
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Cody Webster

Florida·CRD #7520086
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Cody Wesley Dunifon

Illinois·CRD #6196758
IA Rep

Investment Adviser Rep at THE MATHER GROUP, LLC

Experience
6 yrs
States
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
CW

Cody Willer Hobelmann

Maryland·CRD #6752664
Dual-registered

Dual-registered at EVERSOURCE WEALTH ADVISORS, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Cody William Bertoglio

Florida·CRD #6100371
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
3
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Colby A Anderson

Oregon·CRD #8170298
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Colby Alan Keeton Gilmore

Tennessee·CRD #6748644
IA Rep

Investment Adviser Rep at ONEASCENT FINANCIAL SERVICES LLC

Experience
1 yrs
States
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Colby Barnes Tragni

Connecticut·CRD #6342520
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Colby Bonner Gillies

Utah·CRD #7145218
IA Rep

Investment Adviser Rep at ELEVATED CAPITAL ADVISORS, LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$10k
View profile
CC

Colby Charles Hanover

Texas·CRD #4452606
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Colby David Robbe

Michigan·CRD #8200772
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CJ

Colby Jeremy Haupt

Utah·CRD #7065640
Dual-registered

Dual-registered at YOUR IA, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Colby John Valenta

Colorado·CRD #6094680
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Colby Justin Karn

Ohio·CRD #6452081
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Fee
AUM / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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