AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CK

Colby Kadlick

Connecticut·CRD #6485419
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Colby Keston Clark

North Carolina·CRD #5811177
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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CL

Colby Loomis Feane

New York·CRD #4894357
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
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CM

Colby Morgan Hall

California·CRD #7443219
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
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CR

Colby Rucker

Texas·CRD #7824505
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
1
Exams
5
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Colby Scott Therrien

Massachusetts·CRD #8023867
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CS

Colby Smith

Idaho·CRD #8004685
IA Rep

Investment Adviser Rep at CG ADVISORY SERVICES

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$5k
View profile
CT

Colby Todd Berg

Utah·CRD #6449892
Dual-registered

Dual-registered at GUARDIAN WEALTH MANAGEMENT

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
CW

Colby W Wolfe

New Hampshire·CRD #7911389
IA Rep

Investment Adviser Rep at WHITEGATE INVESTMENT COUNSELORS, INC.

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly
Minimum
$1.0M
View profile
CA

Cole A Gordon

N/A·CRD #6529976
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cole A King

Kansas·CRD #6216740
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cole Alan Boehmer

Connecticut·CRD #6351916
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cole Alan Welsh

Kansas·CRD #6358387
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
CA

Cole Alexander Murphy

California·CRD #8248426
IA Rep

Investment Adviser Rep at NORTH PIER FIDUCIARY MANAGEMENT, LLC

States
4
Exams
1
Since
2026
Est. fee
AUM / Flat Fee
View profile
CA

Cole Allen Lauinger

Minnesota·CRD #6156854
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
3
Exams
6
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Cole Andrew Mohrman

New Jersey·CRD #7705174
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cole Andrew Swearingen

Illinois·CRD #6988431
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CB

Cole Benjamin Block

New York·CRD #7930337
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
5
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Cole B Johnson

Kansas·CRD #3164580
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Cole Brandon

California·CRD #7580860
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CB

Cole Buxton

Texas·CRD #3030015
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
9 yrs
States
1
Exams
2
Since
2017
Fee
AUM / Flat Fee / Performance-based
View profile
CC

Cole Cammack

Texas·CRD #6400938
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
CC

Cole Cardon

California·CRD #6168587
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Cole Carson

Florida·CRD #8116117
IA Rep

Investment Adviser Rep at ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

Experience
1 yrs
States
3
Exams
2
Since
2025
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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