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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CD

Cole David Batchelor

North Carolina·CRD #7260871
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CD

Cole David Connelly

Connecticut·CRD #8236459
IA Rep

Investment Adviser Rep at SYMMETRY PARTNERS

States
1
Exams
1
Since
2026
Est. fee
AUM / Other
Minimum
$5k
View profile
CD

Cole David Dimarco

California·CRD #7926273
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CD

Cole David Vicknair

Texas·CRD #7851471
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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CE

Cole Edward Hickman

North Carolina·CRD #6967847
Dual-registered

Dual-registered at STRATEGIC BLUEPRINT, LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Subscription / Other
Minimum
$25k
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CE

Cole Edwin Aaronson

Arizona·CRD #6381165
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
12 yrs
States
10
Exams
4
Since
2014
Est. fee
AUM / Hourly / Other
Minimum
$10k
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CS

Coleen Suzette Edwards

California·CRD #2091441
Dual-registered

Dual-registered at WEINBERGER ASSET MANAGEMENT, INC

Experience
35 yrs
States
1
Exams
5
Since
1991
Est. fee
AUM / Other
View profile
CE

Cole Ethan Harris

New Hampshire·CRD #7004025
IA Rep

Investment Adviser Rep at JMH WEALTH MANAGEMENT, LLC

Experience
8 yrs
States
3
Exams
1
Since
2018
Fee
AUM
Minimum
$750k
View profile
CF

Cole Fleming

New York·CRD #5912786
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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CF

Cole Frierdich

Illinois·CRD #8120761
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
3
Exams
5
Since
2025
Est. fee
AUM / Flat Fee
View profile
CG

Cole Gendron

New York·CRD #7341607
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Cole Harrison Staton

Oklahoma·CRD #7365012
IA Rep

Investment Adviser Rep at COPPELL ADVISORY SOLUTIONS LLC

Experience
5 yrs
States
2
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CH

Cole Horacek

Nebraska·CRD #8095041
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CH

Cole Howard Helton

Texas·CRD #8186035
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CH

Cole Hughes

Florida·CRD #7563853
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
CJ

Cole Jacob Girouard

Texas·CRD #8151442
IA Rep

Investment Adviser Rep at THE CLARUS GROUP

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee / Other
View profile
CJ

Cole James Mark O'Connell

Minnesota·CRD #8167036
IA Rep

Investment Adviser Rep at BRADY MARTZ WEALTH SOLUTIONS, LLC

Experience
1 yrs
States
2
Exams
1
Since
2025
Fee
AUM
View profile
CJ

Cole James Stoneman

Florida·CRD #5380075
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
3
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Cole John Foreman

Texas·CRD #7020981
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cole Joseph Andreadis

District Of Columbia·CRD #7403933
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cole Joseph Garrow

New Jersey·CRD #8131522
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cole Justin McClarren

Arizona·CRD #6278760
IA Rep

Investment Adviser Rep at CAMBRIDGE FINANCIAL GROUP, LLC

Experience
12 yrs
States
1
Exams
1
Since
2014
Fee
AUM / Flat Fee / Other
View profile
CL

Cole L Cecconi

North Carolina·CRD #7758638
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Cole Louis Ricardo

California·CRD #7568880
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 687 | AdvisorFinder