AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CR

Cole Remington Hogsett

Colorado·CRD #6664491
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Cole R. Hofmann

Pennsylvania·CRD #8084423
IA Rep

Investment Adviser Rep at ROFFMAN MILLER ASSOCIATES INC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM
Minimum
$1.0M
View profile
CR

Cole Richard Karstetter

Texas·CRD #6990800
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
5 yrs
States
3
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
View profile
CR

Cole Robert Fischer

Arizona·CRD #8255000
IA Rep

Investment Adviser Rep at NOVA FINANCIAL SERVICES

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
CR

Cole Roth

Ohio·CRD #7914806
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CS

Cole Severson

Illinois·CRD #7510242
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Cole Spencer Louviere

Louisiana·CRD #6883814
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CS

Cole Stanton Pickett

Missouri·CRD #7430209
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CS

Cole Stephen Reichle

Kansas·CRD #5493357
Dual-registered

Dual-registered at MIDWEST FINANCIAL GROUP LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Cole Taylor Finley

California·CRD #7064863
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
CT

Cole Theodore Holmlund

California·CRD #6908341
Dual-registered

Dual-registered at ALAETHES WEALTH, LLC

Experience
6 yrs
States
3
Exams
4
Since
2020
Est. fee
AUM / Flat Fee
Minimum
$3.0M
View profile
CT

Cole Thomas

Oregon·CRD #8035806
IA Rep

Investment Adviser Rep at HUMAN INVESTING

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly / Flat Fee
View profile
CT

Cole Thomas Mertens

Michigan·CRD #7270580
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly
Minimum
$25k
View profile
CT

Cole T Schmitt

New York·CRD #6199089
Dual-registered

Dual-registered at COMPOUND PLANNING, INC.

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
CK

Colette Kathleen Powers

New York·CRD #5995350
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Flat Fee
View profile
CL

Colette L Beaumont

Illinois·CRD #2198854
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Colette Marie Safy

California·CRD #3066776
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
5
Exams
3
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CR

Colette Rebecca Bitzas

California·CRD #2040840
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
8
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CV

Cole Vance Leonida

Arizona·CRD #6750989
Dual-registered

Dual-registered at JOHN MOORE & ASSOCIATES INC

Experience
9 yrs
States
1
Exams
4
Since
2017
Fee
AUM / Flat Fee
View profile
CW

Cole W Allsopp

Maryland·CRD #6561934
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Cole Weaver

Washington·CRD #7281804
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
1
Exams
6
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Cole Weichman

New York·CRD #8255418
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Cole W. Smead

Arizona·CRD #5225268
Dual-registered

Dual-registered at SMEAD CAPITAL MANAGEMENT, INC.

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM
View profile
CX

Cole Xavier Rener

California·CRD #7706967
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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