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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CL

Cole Luther

Virginia·CRD #8090646
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM
Minimum
$50k
View profile
CA

Coleman Anthony Benson

California·CRD #6946354
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
8 yrs
States
3
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Coleman Bryant Conkling

Texas·CRD #7088211
IA Rep

Investment Adviser Rep at QUANTOR CAPITAL LLC

Experience
7 yrs
States
1
Exams
2
Since
2019
Est. fee
AUM
Minimum
$100k
View profile
CC

Coleman Chase Belk

Alabama·CRD #7369851
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
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CC

Coleman Crawford Davis

Texas·CRD #7410905
Dual-registered

Dual-registered at CATALYST WEALTH MANAGEMENT LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM
Minimum
$1k
View profile
CE

Coleman Edward Campbell

Texas·CRD #2805109
Dual-registered

Dual-registered at ADVOCATES WEALTH PLANNING

Experience
30 yrs
States
1
Exams
3
Since
1996
Fee
AUM / Flat Fee
View profile
CJ

Coleman Jacob Fox

Texas·CRD #7133353
IA Rep

Investment Adviser Rep at HUB INVESTMENT PARTNERS, LLC

Experience
3 yrs
States
2
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Coleman James Clemons

California·CRD #8217678
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Coleman Shwayder

Colorado·CRD #7671383
Dual-registered

Dual-registered at 7TWO

Experience
3 yrs
States
1
Exams
4
Since
2023
Fee
AUM / Flat Fee
View profile
CT

Coleman Troy Benko

Georgia·CRD #5179575
Dual-registered

Dual-registered at STRATEGIC BLUEPRINT, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Subscription / Other
Minimum
$25k
View profile
CM

Cole Matthew Gaches

Texas·CRD #8027539
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Cole Matthew Graham

Kansas·CRD #7841693
IA Rep

Investment Adviser Rep at UNITED CAPITAL MANAGEMENT OF KANSAS, INC.

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25k
View profile
CM

Cole Matthew McHargue

Florida·CRD #6205778
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cole Matthew Williams

California·CRD #7711681
IA Rep

Investment Adviser Rep at SHOTWELL RUTTER BAER INC

Experience
2 yrs
States
6
Exams
2
Since
2024
Fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Cole McAllister Wilcox

Arizona·CRD #2856470
Dual-registered

Dual-registered at LONGBOARD ASSET MANAGEMENT

Experience
16 yrs
States
2
Exams
4
Since
2010
Fee
AUM
View profile
CM

Cole Michael Taylor

Missouri·CRD #3263659
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cole Michael Wolfinger

N/A·CRD #8115256
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
1 yrs
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CN

Cole Niklaus Frischman

Ohio·CRD #8297328
IA Rep

Investment Adviser Rep at STRATEGIC WEALTH PARTNERS, LTD.

States
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CN

Cole Nolan Ducote

California·CRD #6804713
IA Rep

Investment Adviser Rep at APRIEM ADVISORS

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Flat Fee / Performance-based
View profile
CO

Cole Oliver

Minnesota·CRD #7135429
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
CP

Cole Peake

New Jersey·CRD #7807781
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Cole Peters

Pennsylvania·CRD #8259914
IA Rep

Investment Adviser Rep at SEI INVESTMENTS MANAGEMENT CORP

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
CP

Cole Philip Rowsell

Florida·CRD #6364131
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
CP

Cole Powers

California·CRD #7331955
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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