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Cole Vance Leonida

Investment Adviser Representative at JOHN MOORE & ASSOCIATES INC

Scottsdale, AZCRD #6750989Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Arizona
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/16/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 5/5/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/6/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

JOHN Moore & Associates Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

JOHN MOORE & ASSOCIATES INCCurrent
12/23/2021Scottsdale, AZ
CAPITAL FINANCIAL GROUP, INC.
11/5/20187/19/2021Greenwood Village, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
7/12/20187/19/2018Greenwood Village, CO
THRIVENT INVESTMENT MANAGEMENT INC.
6/19/20176/25/2018Denver, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at JOHN MOORE & ASSOCIATES INC

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View JOHN MOORE & ASSOCIATES INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cole Vance Leonida has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Cole Vance Leonida - Financial Advisor in Scottsdale, AZ | AdvisorFinder