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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Curtis Jeffery Stephens

Illinois·CRD #7147529
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CJ

Curtis Jeffrey Congdon

Colorado·CRD #4890245
Dual-registered

Dual-registered at XML FINANCIAL GROUP

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Curtis John Harrison

Arizona·CRD #6308250
IA Rep

Investment Adviser Rep at DECISIONPOINT FINANCIAL, LLC

Experience
11 yrs
States
3
Exams
1
Since
2015
Fee
AUM / Hourly
View profile
CJ

Curtis John Levalley

Nebraska·CRD #6682705
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CJ

Curtis John Ludwick

Wisconsin·CRD #2158344
IA Rep

Investment Adviser Rep at RENAISSANCE INVESTMENT MANAGEMENT

Experience
9 yrs
States
1
Exams
2
Since
2017
Fee
AUM
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CJ

Curtis Jon Kuramoto

Florida·CRD #1845687
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
7
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Curtis Kolby Udall

Nevada·CRD #7618748
IA Rep

Investment Adviser Rep at WEST RIDGE ADVISORS

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Curtis L Bunch Jr.

California·CRD #3250758
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Curtis Lee Catlin

Florida·CRD #1848527
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Curtis Lee Rasmussen

Oregon·CRD #5606592
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Curtis Lee Schlichtmann

Texas·CRD #7736124
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Curtis Lowell Eskew Jr

Florida·CRD #1098983
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
43 yrs
States
2
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Curtis M Geathers Jr.

Texas·CRD #7714446
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Curtis Neil Porter

Massachusetts·CRD #4124568
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
CN

Curtis Newton Cuccia

Texas·CRD #6793035
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CO

Curtis Oliff

Missouri·CRD #7268532
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Curtis Rafter

Rhode Island·CRD #7080311
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Flat Fee
View profile
CR

Curtis Randall Brooks

Connecticut·CRD #1260487
Dual-registered

Dual-registered at 5C CAPITAL MANAGEMENT, LLC

Experience
40 yrs
States
2
Exams
6
Since
1986
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
CR

Curtis Ray Levalley

Arizona·CRD #1351160
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
5
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CR

Curtis Richard Edmark

Arizona·CRD #1596961
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CR

Curtis Robert Ellergodt

Illinois·CRD #6012133
Dual-registered

Dual-registered at ROTHSCHILD INVESTMENT

Experience
11 yrs
States
1
Exams
9
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CA

Curtiss Arthur Lacross

New Mexico·CRD #5271214
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Flat Fee
View profile
CS

Curtis Scott Burns

California·CRD #2259698
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
34 yrs
States
1
Exams
6
Since
1992
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CS

Curtis Scott Shillingsford

Missouri·CRD #6733466
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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