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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Daesung Ji

Virginia·CRD #8004149
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DJ

Daffodil Jaimieanne Reid-Alexander

New York·CRD #6927175
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Other
View profile
DM

Dafna M Klein

Florida·CRD #5782120
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
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DY

Dagny Young

Texas·CRD #2050615
Dual-registered

Dual-registered at SUNBELT SECURITIES

Experience
33 yrs
States
1
Exams
16
Since
1993
Est. fee
AUM / Flat Fee
Minimum
$25k
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DD

Dagoberto David Orozco

Illinois·CRD #6685670
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Flat Fee
View profile
DL

Dagon Leon Garris

Texas·CRD #4986621
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

Dahn B Lincoln

California·CRD #6712514
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
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DB

Dahniel Benyamin Buie

New York·CRD #4229750
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Dahri Jahn

Maryland·CRD #6513314
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Daiane Da Silva Santos

Florida·CRD #8228754
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Daily Katherine Erickson

Wisconsin·CRD #7401369
Dual-registered

Dual-registered at ASSOCIATED INVESTMENT SERVICES, INC.

Experience
5 yrs
States
1
Exams
5
Since
2021
Fee
AUM
View profile
DP

Daire Peter Heneghan

California·CRD #6878927
Dual-registered

Dual-registered at INFINITY FINANCIAL SERVICES ADVISORY

Experience
7 yrs
States
1
Exams
3
Since
2019
Fee
AUM / Hourly
Minimum
$10k
View profile
DA

Daisy Adriana Gomez

Arkansas·CRD #7036882
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daisy J Phelps

Florida·CRD #5409609
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Daisy Lu Patton

California·CRD #7207597
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
5
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
DY

Daisy Yating Wang

California·CRD #6556879
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
DX

Dajun Xu

New York·CRD #7841966
Dual-registered

Dual-registered at REVERE WEALTH MANAGEMENT LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM
View profile
DS

Dakoda Scott Skenandore

Nevada·CRD #6674480
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dakon Mortenson

Kansas·CRD #8241809
IA Rep

Investment Adviser Rep at MARINER WEALTH

States
2
Exams
1
Since
2026
Fee
Other
View profile
DA

Dakota Allen Dolgos

Virginia·CRD #7710981
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
1
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

Dakota Benjamin Day

Colorado·CRD #6943075
Dual-registered

Dual-registered at SUMMIT WEALTH GROUP

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Flat Fee
View profile
DJ

Dakota Jack Greene

Pennsylvania·CRD #7274633
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
View profile
DJ

Dakota Jack Hickman

Connecticut·CRD #6930449
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
3
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Dakota J Dzula

North Carolina·CRD #7458479
Dual-registered

Dual-registered at &PARTNERS

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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