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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Dakota J Moyne

California·CRD #7771580
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Dakota John Bethke

New Jersey·CRD #7667879
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Dakota L Hutzler

Ohio·CRD #7302863
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dakota McMahon

California·CRD #8320835
IA Rep

Investment Adviser Rep at FIRST NATIONAL ADVISERS, LLC

States
14
Since
2026
Est. fee
AUM
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DM

Dakota Mezzacapo

Pennsylvania·CRD #7327617
IA Rep

Investment Adviser Rep at HBKS WEALTH ADVISORS

Experience
5 yrs
States
1
Exams
2
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Dakota Michael Lambrou

New York·CRD #7993137
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Dakota Riley Van Horn

Ohio·CRD #6666975
IA Rep

Investment Adviser Rep at TCP ASSET MANAGEMENT, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DR

Dakota Ryan Ross

Florida·CRD #6721895
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
View profile
DS

Dakota Shea Staton

Florida·CRD #7377375
Dual-registered

Dual-registered at HUB INVESTMENT PARTNERS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
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DS

Dakota Storm Padilla

Florida·CRD #7165832
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DT

Dakota T Jacobsen

California·CRD #7590778
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Dalal Sallman

California·CRD #4762450
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
21 yrs
States
1
Exams
7
Since
2005
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
DA

Dale Alan Anich

Minnesota·CRD #1283578
IA Rep

Investment Adviser Rep at SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM
Minimum
$100k
View profile
DA

Dale Alan Edwards

Florida·CRD #3120951
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
3
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dale Allan Glick

Michigan·CRD #835165
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
49 yrs
States
1
Exams
6
Since
1977
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

Dale Allen Wallace

Florida·CRD #3057943
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
3
Exams
5
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dale Andrew Hornberger

California·CRD #5726824
IA Rep

Investment Adviser Rep at MARINER ADVISOR NETWORK

Experience
14 yrs
States
1
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

Dale Anthony Gonzaga

New York·CRD #5257841
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
13 yrs
States
1
Exams
8
Since
2013
Est. fee
AUM / Flat Fee
View profile
DA

Dale A Pope

North Carolina·CRD #1128816
IA Rep

Investment Adviser Rep at IP FINANCIAL ADVISORY SERVICES LLC

Experience
41 yrs
States
2
Exams
7
Since
1985
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
DA

Dale A Warner

Colorado·CRD #7727538
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dale A. Wood

California·CRD #1212906
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
1
Exams
4
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Dale Barton Elliott

Alabama·CRD #2247036
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
33 yrs
States
4
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
DB

Dale Barton Sailors

Wyoming·CRD #1459820
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Dale Brent Rowse

Texas·CRD #5869960
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
15 yrs
States
1
Exams
6
Since
2011
Fee
AUM / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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