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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DR

Dale Raymond Meyer

Wisconsin·CRD #1237623
Dual-registered

Dual-registered at COORDINATED CAPITAL SECURITIES, INC.

Experience
42 yrs
States
1
Exams
4
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DR

Dale R. Ellwanger Jr.

Nebraska·CRD #6724392
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Other
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DR

Dale Richard Austin

California·CRD #3112756
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
4
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DR

Dale Richard Tieman

Illinois·CRD #2372823
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DR

Dale Robert Anderson

California·CRD #1378651
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
15
Exams
8
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DR

Dale Robert McCandless

Florida·CRD #3005699
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
3
Exams
7
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Dale R Rippo

New York·CRD #2477528
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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DR

Dale Russell Smith

California·CRD #5962037
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Fee
AUM / Other
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DS

Dale Sarpard

Massachusetts·CRD #6662435
IA Rep

Investment Adviser Rep at TRILOGY CAPITAL, INC.

Experience
9 yrs
States
2
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

Dale Scott Baldwin

Montana·CRD #4311023
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
7
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

Dale Self

Indiana·CRD #2782162
Dual-registered

Dual-registered at MAIA WEALTH

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Flat Fee
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DS

Dale Stephen Soutas

California·CRD #4264146
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DT

Dale T Facey

Texas·CRD #4194210
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

Dale Thomas Wolberg

Colorado·CRD #4562164
IA Rep

Investment Adviser Rep at REDHAWK WEALTH ADVISORS, INC.

Experience
14 yrs
States
2
Exams
2
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$1k
View profile
DT

Dale Thomas Woodring

Maryland·CRD #2540409
IA Rep

Investment Adviser Rep at FINANCIAL COUNCIL, LLC

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM
View profile
DW

Dale Waldo Hartley Jr.

Texas·CRD #4395666
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Dale Wesley Ferdinandsen II

Louisiana·CRD #3250920
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

Dale Winters Rice Jr

Maryland·CRD #2644016
Dual-registered

Dual-registered at INTENTIONAL

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly
View profile
DB

Dalia Badajos

California·CRD #1457053
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Dalia Brenda Postigo

Texas·CRD #4417822
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
1
Exams
6
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Dalia F. Bubbico

New Jersey·CRD #5357421
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Flat Fee
View profile
DR

Dalijah Robert Demand

New York·CRD #8119961
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Dalip Singh Chadha

Wisconsin·CRD #5777887
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
16 yrs
States
1
Exams
6
Since
2010
Fee
AUM / Other
View profile
DG

Dalit Goldwert

Florida·CRD #4451699
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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