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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DC

Dale Charles Herring Jr

Nebraska·CRD #5981126
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
14 yrs
States
1
Exams
5
Since
2012
Fee
AUM / Other
View profile
DC

Dale Craig Rogers

Texas·CRD #402693
IA Rep

Investment Adviser Rep at ROGERS WEALTH GROUP, INC.

Experience
30 yrs
States
1
Exams
1
Since
1996
Fee
AUM / Flat Fee
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DC

Dale C Spahr

Arizona·CRD #2224755
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
32 yrs
States
2
Exams
7
Since
1994
Fee
AUM / Other
View profile
DC

Dale Curtis Berry

North Carolina·CRD #1336262
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
41 yrs
States
1
Exams
5
Since
1985
Est. fee
AUM / Hourly / Flat Fee
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DE

Dale Edward Anderson

Minnesota·CRD #2562333
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Flat Fee
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DE

Dale Edward Buckner

Texas·CRD #1838126
Dual-registered

Dual-registered at TCP ASSET MANAGEMENT, LLC

Experience
38 yrs
States
1
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee / Other
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DE

Dale Edward Groce

Pennsylvania·CRD #2869325
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DE

Dale Edward McCormick

New York·CRD #1105514
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

Dale Enright Smith

Florida·CRD #1070779
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
30 yrs
States
1
Exams
10
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DE

Dale Eugene Danner

Pennsylvania·CRD #1329044
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
41 yrs
States
1
Exams
5
Since
1985
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
DE

Dale Eugene Mehl

Colorado·CRD #6844468
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Other
View profile
DE

Dale Eugene Reed

California·CRD #4520573
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DH

Dale Harvey Nelson

Oregon·CRD #1770669
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DK

Dale Kete Cockrell II

California·CRD #2319020
Dual-registered

Dual-registered at PAINTED PORCH ADVISORS LLC

Experience
30 yrs
States
1
Exams
6
Since
1996
Fee
AUM / Flat Fee
View profile
DL

Dale Lavern Yoder

Florida·CRD #5112401
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
4
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Dale Lee Hemmelgarn

Florida·CRD #841163
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
49 yrs
States
1
Exams
6
Since
1977
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DL

Dale Lewis Mullin

New York·CRD #4551848
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DM

Dale Martin Brown

North Carolina·CRD #3121815
IA Rep

Investment Adviser Rep at SALEM INVESTMENT COUNSELORS INC

Experience
35 yrs
States
1
Exams
2
Since
1991
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Dale Matthew Puruczky

Ohio·CRD #2211253
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DM

Dale M Dominick

Florida·CRD #2533341
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
21 yrs
States
2
Exams
5
Since
2005
Fee
AUM / Hourly / Flat Fee
View profile
DM

Dale Michael Robl

Texas·CRD #5255177
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DP

Dale Perez

New Jersey·CRD #8126384
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Dale Philip Robinson

Florida·CRD #872392
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
47 yrs
States
4
Exams
7
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Dale Raymond Curtis

California·CRD #5800950
IA Rep

Investment Adviser Rep at HBW ADVISORY SERVICES LLC

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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