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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DS

Dana Scott Lassley

Missouri·CRD #2921654
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
3
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

Dana Sikora

Colorado·CRD #7448252
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DW

Dana William Buska

Minnesota·CRD #2581373
Dual-registered

Dual-registered at FELTL ADVISORS

Experience
31 yrs
States
1
Exams
5
Since
1995
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
DB

Dan Bragg

Florida·CRD #853700
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
48 yrs
States
2
Exams
6
Since
1978
Est. fee
AUM / Commission / Flat Fee
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DC

Dan C. Drummond III

Texas·CRD #4516012
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DC

Dan Charles Wicker

Louisiana·CRD #3175391
Dual-registered

Dual-registered at CAIN, WATTERS & ASSOCIATES, LLC

Experience
27 yrs
States
2
Exams
1
Since
1999
Fee
AUM / Hourly / Flat Fee
View profile
DD

Dan Dae Young Uhm

Washington·CRD #4701186
Dual-registered

Dual-registered at SEATTLE WEALTH MANAGEMENT LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Dan Dean Kauffman

California·CRD #3223247
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dane Allen Martindale

Texas·CRD #3183985
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Flat Fee
View profile
DA

Dane Andrew Petchul

California·CRD #5377118
Dual-registered

Dual-registered at WEALTH TEAMS ALLIANCE

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Dane Christian Johnson

Pennsylvania·CRD #6056674
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Dane Cooper

Georgia·CRD #5874943
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
15 yrs
States
1
Exams
5
Since
2011
Fee
AUM / Hourly / Flat Fee
View profile
DC

Da'Neesha Camilla Bracey

Michigan·CRD #8084898
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Dane J Balsmann

Missouri·CRD #7771562
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Dane Jensen

California·CRD #6937409
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DJ

Dane John Johnston

Iowa·CRD #4491667
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Dane Leigh Grouell

Maryland·CRD #2906427
Dual-registered

Dual-registered at TURNING POINT FINANCIAL

Experience
21 yrs
States
2
Exams
9
Since
2005
Fee
AUM / Hourly / Flat Fee
View profile
DN

Danelle Nora Fiman

Minnesota·CRD #5164004
Dual-registered

Dual-registered at MAIRS & POWER

Experience
20 yrs
States
1
Exams
4
Since
2006
Fee
AUM / Flat Fee / Performance-based
Minimum
$2.0M
View profile
DM

Dane Mark Castle

Georgia·CRD #2825522
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
2
Exams
10
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Dane M Johnson

California·CRD #2122107
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
DN

Dane Nelson

Michigan·CRD #8109578
IA Rep

Investment Adviser Rep at NORTHERN EDGE WEALTH MANAGEMENT

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

Dane Ponce Doty

California·CRD #6779639
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Dane Randolph Smith

Florida·CRD #1298201
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
5
Exams
5
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Dane Ray Branfort

Kansas·CRD #7562710
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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