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Dane Mark Castle

Investment Adviser Representative at OSAIC WEALTH, INC.

Meriden, CTCRD #2825522Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
2 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
GeorgiaNevada
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/6/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 3/21/2016
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 2/5/2020
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/10/2016
Series 55
Limited Representative-Equity Trader Exam
Passed 8/16/2000
Series 15
Foreign Currency Options Examination
Passed 10/6/1997
Series 53
Municipal Securities Principal Examination
Passed 7/20/2021
Series 24
General Securities Principal Examination
Passed 1/18/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC INSTITUTIONS, INC.Current
7/1/2026Meriden, CT
OSAIC WEALTH, INC.Current
11/22/2021Scottsdale, AZ
WOODBURY FINANCIAL SERVICES, INC.
11/22/20211/19/2024Oakdale, MN
FSC SECURITIES CORPORATION
11/20/201911/3/2023Atlanta, GA
SAGEPOINT FINANCIAL, INC.
12/1/20219/1/2023Phoenix, AZ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dane Mark Castle has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Dane Mark Castle - Financial Advisor in Meriden, CT | AdvisorFinder