AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DH

Daniel Howard

California·CRD #7789381
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
DH

Daniel Howard Lusher

Illinois·CRD #7184868
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
6 yrs
States
4
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
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DH

Daniel H Pepoon

Florida·CRD #1491950
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
3
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
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DH

Daniel H Rubbert

Texas·CRD #6341135
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
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DH

Daniel H Satz

New Jersey·CRD #5420533
IA Rep

Investment Adviser Rep at NOVI WEALTH PARTNERS

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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DH

Daniel Hughes

Florida·CRD #7565385
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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DH

Daniel Hyman Morris

Connecticut·CRD #1046760
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
44 yrs
States
1
Exams
10
Since
1982
Est. fee
AUM / Hourly / Flat Fee
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DI

Daniel Ian Bruner

Oklahoma·CRD #6497331
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DI

Daniel Ian Guss

New Jersey·CRD #2778503
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
10
Since
1997
Est. fee
AUM / Commission / Flat Fee
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DI

Daniel I Forbes

Georgia·CRD #4405908
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
19 yrs
States
1
Exams
9
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DI

Daniel Igor Markow

Florida·CRD #2098614
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
8
Since
1991
Est. fee
AUM / Commission / Flat Fee
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DI

Daniel I Regalado

Florida·CRD #7634852
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
2 yrs
States
1
Exams
3
Since
2024
Fee
AUM
View profile
DI

Daniel Isaias Rodriguez

Florida·CRD #5926214
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
DI

Daniel Iversen Galvin

New York·CRD #7516077
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

Daniel Jack Goldschmidt

California·CRD #5043278
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
20 yrs
States
4
Exams
3
Since
2006
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
DJ

Daniel Jack Jacoby

Florida·CRD #2541027
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
25 yrs
States
4
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DJ

Daniel Jackson Myrick

Louisiana·CRD #7702001
Dual-registered

Dual-registered at BARNES PETTEY FINANCIAL ADVISORS, LLC

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

Daniel Jacob Dixon

California·CRD #6980624
Dual-registered

Dual-registered at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DJ

Daniel Jacob Dolan

North Carolina·CRD #8229235
Dual-registered

Dual-registered at ALLSPRING FUNDS MANAGEMENT, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Performance-based
Minimum
$50k
View profile
DJ

Daniel Jacobs

New Jersey·CRD #5650707
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel Jacob Woog

Arizona·CRD #2926077
Dual-registered

Dual-registered at NORTHLAND ASSET MANAGEMENT

Experience
29 yrs
States
11
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

Daniel Jad McGuire

Texas·CRD #6289971
IA Rep

Investment Adviser Rep at RETIREMENT PLANNERS OF AMERICA

Experience
12 yrs
States
1
Exams
1
Since
2014
Fee
AUM
View profile
DJ

Daniel Jake Leahy

Florida·CRD #7265553
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
5
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel James Abbgy

Michigan·CRD #7267707
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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