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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Daniel James Acheson

Ohio·CRD #7039238
IA Rep

Investment Adviser Rep at MUNN WEALTH MANAGEMENT, LLC

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel James Aliaga

Illinois·CRD #5794835
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel James Bartholomew

Ohio·CRD #6028125
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
13 yrs
States
1
Exams
2
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

Daniel James Becker Jr

New York·CRD #7759400
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel James Bender

Texas·CRD #1420428
Dual-registered

Dual-registered at MBR FINANCIAL

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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DJ

Daniel James Borello

Illinois·CRD #6691474
IA Rep

Investment Adviser Rep at JAMES T. BORELLO & CO.

Experience
10 yrs
States
1
Exams
8
Since
2016
Est. fee
AUM
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DJ

Daniel James Brady

Pennsylvania·CRD #7118585
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

Daniel James Budinger

Wisconsin·CRD #2539606
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

Daniel James Downard

California·CRD #6627384
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel James Dugan

Minnesota·CRD #2447554
Dual-registered

Dual-registered at FINANCIAL PERSPECTIVES

Experience
32 yrs
States
2
Exams
6
Since
1994
Fee
AUM / Hourly / Flat Fee
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DJ

Daniel James Finnegan

California·CRD #1341158
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
12
Exams
7
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel James Flannery

Michigan·CRD #6774597
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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DJ

Daniel James Flowers

Virginia·CRD #6524908
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
10 yrs
States
1
Exams
5
Since
2016
Fee
AUM
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DJ

Daniel James Fouberg

Minnesota·CRD #4540635
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
1
Exams
7
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel James Gopp

South Carolina·CRD #5460533
Dual-registered

Dual-registered at &PARTNERS

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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DJ

Daniel James Gunderson

Texas·CRD #2672397
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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DJ

Daniel James Henry Nowak

California·CRD #6958302
IA Rep

Investment Adviser Rep at IEQ CAPITAL, LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Flat Fee
View profile
DJ

Daniel James Hocking

Minnesota·CRD #4343774
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile
DJ

Daniel James Hughes

Florida·CRD #6806137
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
9 yrs
States
1
Exams
3
Since
2017
Fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel James Jackson

Minnesota·CRD #6423181
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee
View profile
DJ

Daniel James Jaubert

Louisiana·CRD #8171123
IA Rep

Investment Adviser Rep at CRESCENT STERLING LTD.

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DJ

Daniel James Lawson

Connecticut·CRD #7066326
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel James Leigh

N/A·CRD #8049349
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
Exams
3
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel James Lester

Connecticut·CRD #7264333
IA Rep

Investment Adviser Rep at SAGEBROADVIEW WEALTH MANAGEMENT, LLC

Experience
6 yrs
States
2
Exams
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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