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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Daniel James Markese

Florida·CRD #6404017
IA Rep

Investment Adviser Rep at ACCURATE WEALTH MANAGEMENT, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Fee
AUM / Hourly / Flat Fee / Performance-based
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DJ

Daniel James Nance

Oregon·CRD #2675638
Dual-registered

Dual-registered at CEDAR MOUNTAIN ADVISORS, LLC

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
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DJ

Daniel James O'Rourke

Florida·CRD #7778151
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel James Reeves

Maryland·CRD #7325963
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel James Ribbink

Michigan·CRD #7158234
IA Rep

Investment Adviser Rep at ADVISORY ALPHA, LLC

Experience
6 yrs
States
1
Exams
2
Since
2020
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel James Riso

California·CRD #5735339
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
17 yrs
States
4
Exams
4
Since
2009
Fee
AUM / Hourly / Flat Fee
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DJ

Daniel James Robison

Florida·CRD #7914075
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
4
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel James Rundahl

Iowa·CRD #5579088
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Hourly
Minimum
$25k
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DJ

Daniel James Scarpitti Mr.

Ohio·CRD #6064938
Dual-registered

Dual-registered at HUNTER ASSOCIATES LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$100k
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DJ

Daniel James Shanahan

North Carolina·CRD #3277912
Dual-registered

Dual-registered at MODERN CAPITAL ADVISORS, LLC

Experience
26 yrs
States
1
Exams
8
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$5k
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DJ

Daniel James Sharkey

Virginia·CRD #6161768
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel James Sherman

Pennsylvania·CRD #2894273
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Flat Fee
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DJ

Daniel James Thompson

Alabama·CRD #2300721
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
9
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel James Toepfer

New York·CRD #4305130
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel James Weber

Florida·CRD #3031253
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
3
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel James Wood

Illinois·CRD #6611781
IA Rep

Investment Adviser Rep at ZIMMERMAN WEALTH MANAGEMENT, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
DJ

Daniel J Andreotta

North Carolina·CRD #7196958
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DJ

Daniel Jason Bredow

New York·CRD #6560783
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel Jason Buster

California·CRD #2966622
Dual-registered

Dual-registered at VALLEY WEALTH STRATEGIES, LLC

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel Jason Cote

Connecticut·CRD #8216441
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel Jason Kaman

Illinois·CRD #4685166
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel J Aspenleiter

California·CRD #2612366
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
4
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel Jay Cotton

Massachusetts·CRD #2103361
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
35 yrs
States
1
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

Daniel Jay Emmel

North Carolina·CRD #2767108
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
3
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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