AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Daniel Jay Goodman

California·CRD #7287876
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel Jay Portnoy

Connecticut·CRD #1133012
Dual-registered

Dual-registered at GREENWICH ADVISORS, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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DJ

Daniel Jay Saperstein

New Jersey·CRD #2414519
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel Jay Traub

Massachusetts·CRD #3091754
IA Rep

Investment Adviser Rep at MONTIS FINANCIAL, LLC

Experience
21 yrs
States
1
Exams
2
Since
2005
Fee
AUM / Hourly / Flat Fee / Other
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DJ

Daniel Jay Twogood

Arizona·CRD #2418705
Dual-registered

Dual-registered at EVERSOURCE WEALTH ADVISORS, LLC

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel J Baccarini

Florida·CRD #2415262
Dual-registered

Dual-registered at BEACON CAPITAL MANAGEMENT, INC.

Experience
6 yrs
States
1
Exams
6
Since
2020
Est. fee
AUM
Minimum
$25k
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DJ

Daniel J Benkoski

Maryland·CRD #6429221
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
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DJ

Daniel J Biggs III

Florida·CRD #4670039
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM
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DJ

Daniel J Bongiovanni

Minnesota·CRD #6675734
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel J Busch

Rhode Island·CRD #6514651
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
1
Exams
6
Since
2015
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel J Cusato

New York·CRD #7060795
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
2
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel Jeffrey Schlesinger

Minnesota·CRD #6169880
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Flat Fee
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DJ

Daniel Jeffries

Texas·CRD #7159102
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Performance-based
Minimum
$250k
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DJ

Daniel Jennings Hayes

New Jersey·CRD #2575708
Dual-registered

Dual-registered at ARGOS WEALTH ADVISORS LLC

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5.0M
View profile
DJ

Daniel Jerry Sullivan

Connecticut·CRD #4252493
Dual-registered

Dual-registered at GREENWICH WEALTH MANAGEMENT, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DJ

Daniel J Gamboa Marty

Rhode Island·CRD #7667743
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel J Gannett

California·CRD #5169808
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
3
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel J Garcia

Florida·CRD #5904053
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel J Gardner

California·CRD #4433240
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
6
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel J Gillette

North Carolina·CRD #5370180
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel J Goodwin

New York·CRD #4599538
Dual-registered

Dual-registered at QUINT INVESTMENTS AND INSURANCE

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel J Gray

California·CRD #5659758
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel J Hare

California·CRD #4686625
Dual-registered

Dual-registered at ELEVATUS WEALTH MANAGEMENT, LLC

Experience
22 yrs
States
8
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
View profile
DJ

Daniel J Helm

Minnesota·CRD #6363996
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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