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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Daniel Joseph Cassell

California·CRD #5698111
IA Rep

Investment Adviser Rep at BAKERAVENUE

Experience
16 yrs
States
1
Exams
1
Since
2010
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
DJ

Daniel Joseph Clark IV

Texas·CRD #2736967
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
30 yrs
States
1
Exams
8
Since
1996
Fee
AUM / Flat Fee / Performance-based
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DJ

Daniel Joseph Colich

Arizona·CRD #1336351
Dual-registered

Dual-registered at OAKWOOD CAPITAL, INC.

Experience
33 yrs
States
3
Exams
5
Since
1993
Fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
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DJ

Daniel Joseph Deming

Illinois·CRD #2381153
IA Rep

Investment Adviser Rep at KKM FINANCIAL LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Performance-based
Minimum
$100k
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DJ

Daniel Joseph Dixon

Florida·CRD #1643748
IA Rep

Investment Adviser Rep at ALGORITHMIC INVESTMENT MODELS

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Other
Minimum
$250k
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DJ

Daniel Joseph Dreiling

Florida·CRD #4163536
Dual-registered

Dual-registered at NORTH POINT PORTFOLIO MANAGERS CORPORATION

Experience
20 yrs
States
3
Exams
2
Since
2006
Est. fee
AUM
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DJ

Daniel Joseph Emmendorfer

Florida·CRD #1574446
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel Joseph Enright

Minnesota·CRD #6669383
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Flat Fee
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DJ

Daniel Joseph Falcone

Massachusetts·CRD #7397022
IA Rep

Investment Adviser Rep at STRATOS WEALTH ADVISORS LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DJ

Daniel Joseph Flanagan

Massachusetts·CRD #4573440
Dual-registered

Dual-registered at EVERSOURCE WEALTH ADVISORS, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel Joseph Ford

Colorado·CRD #6882501
IA Rep

Investment Adviser Rep at OXFORD FINANCIAL GROUP, LTD

Experience
9 yrs
States
2
Exams
1
Since
2017
Fee
AUM / Flat Fee
View profile
DJ

Daniel Joseph Frazier

Georgia·CRD #3097292
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
28 yrs
States
2
Exams
7
Since
1998
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel Joseph Fuller

Pennsylvania·CRD #5380250
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
DJ

Daniel Joseph Guerrini

South Carolina·CRD #7496069
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Other
Minimum
$10k
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DJ

Daniel Joseph Guzzo

New Jersey·CRD #1889553
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
31 yrs
States
1
Exams
5
Since
1995
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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DJ

Daniel Joseph Hannon

Alaska·CRD #6170720
IA Rep

Investment Adviser Rep at BURRUS

Experience
13 yrs
States
14
Exams
1
Since
2013
Est. fee
AUM
View profile
DJ

Daniel Joseph Hunter

Nebraska·CRD #5863431
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel Joseph Kallus

Texas·CRD #2424974
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DJ

Daniel Joseph Kelley

Pennsylvania·CRD #2468949
Dual-registered

Dual-registered at ELLIS INVESTMENT PARTNERS, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DJ

Daniel Joseph Koblin

California·CRD #5233692
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel Joseph Kolb

Texas·CRD #1398262
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
2
Exams
4
Since
1985
Est. fee
AUM / Flat Fee
View profile
DJ

Daniel Joseph Lawrence

Rhode Island·CRD #8048586
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel Joseph Lesneski

New Jersey·CRD #5781372
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel Joseph Madden

Illinois·CRD #5433746
IA Rep

Investment Adviser Rep at MADDEN FUNDS MANAGEMENT

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM
Minimum
$100k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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