AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DN

Daniel Norris Jones

New York·CRD #5103145
Dual-registered

Dual-registered at COOPER/HAIMS ADVISORS, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DN

Daniel Northrop

Arizona·CRD #7664292
IA Rep

Investment Adviser Rep at WILKINSON WEALTH MANAGEMENT, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DO

Daniel O'Brien Straub

District Of Columbia·CRD #5548219
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
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DO

Daniel Olvera

Illinois·CRD #7487534
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DO

Daniel Orellano Jr

Arkansas·CRD #1108863
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
42 yrs
States
1
Exams
11
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
DO

Daniel Ortega

California·CRD #8301199
IA Rep

Investment Adviser Rep at STRATOS WEALTH PARTNERS, LTD

States
1
Exams
2
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DP

Daniel Palmer Lundeberg

Illinois·CRD #6615525
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
6
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Daniel Parsons

South Carolina·CRD #4869070
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Daniel Patrick Bierals

New Jersey·CRD #2218185
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
2
Exams
10
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DP

Daniel Patrick Brown

Wisconsin·CRD #2089350
IA Rep

Investment Adviser Rep at RICHARDSON CAPITAL MANAGEMENT, LLC

Experience
27 yrs
States
1
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

Daniel Patrick Burke

Tennessee·CRD #5677028
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

Daniel Patrick Callahan

South Carolina·CRD #6111894
IA Rep

Investment Adviser Rep at IRONVIEW CAPITAL MANAGEMENT, LLC

Experience
14 yrs
States
1
Exams
1
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DP

Daniel Patrick Congram

Utah·CRD #3070609
IA Rep

Investment Adviser Rep at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
15 yrs
States
1
Exams
5
Since
2011
Fee
AUM / Performance-based / Other
View profile
DP

Daniel Patrick Connally

Texas·CRD #4982932
IA Rep

Investment Adviser Rep at FAYEZ SAROFIM & CO.

Experience
13 yrs
States
1
Since
2013
Fee
AUM
Minimum
$5.0M
View profile
DP

Daniel Patrick Corey

Oregon·CRD #6319568
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
12 yrs
States
1
Exams
6
Since
2014
Est. fee
AUM / Other
View profile
DP

Daniel Patrick Crimmins

Florida·CRD #4632134
Dual-registered

Dual-registered at MODERA WEALTH MANAGEMENT, LLC

Experience
23 yrs
States
2
Exams
3
Since
2003
Fee
AUM / Hourly / Flat Fee
View profile
DP

Daniel Patrick Crosby

South Carolina·CRD #6285257
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Daniel Patrick Frost

N/A·CRD #6875238
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Daniel Patrick Heenan

Pennsylvania·CRD #705598
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
46 yrs
States
2
Exams
3
Since
1980
Est. fee
AUM / Flat Fee
View profile
DP

Daniel Patrick Jensen

Connecticut·CRD #6490699
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Daniel Patrick Kennedy

Rhode Island·CRD #1272936
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
2
Exams
10
Since
1984
Est. fee
AUM / Flat Fee
View profile
DP

Daniel Patrick Leahy

California·CRD #4736164
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
21 yrs
States
1
Exams
3
Since
2005
Fee
AUM / Flat Fee / Performance-based
View profile
DP

Daniel Patrick Lee Amador

Texas·CRD #7168972
Dual-registered

Dual-registered at GDS WEALTH MANAGEMENT

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM
Minimum
$1.0M
View profile
DP

Daniel Patrick Loughlin

New Jersey·CRD #5169710
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
15 yrs
States
2
Exams
6
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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