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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DS

Daniel Sebastian Nunez

Florida·CRD #7597110
IA Rep

Investment Adviser Rep at GUERRA WEALTH ADVISORS

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Daniel Seth Steele

South Carolina·CRD #5697477
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
16 yrs
States
2
Exams
4
Since
2010
Fee
AUM / Hourly / Flat Fee
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DS

Daniel S Gemmell

Alabama·CRD #8025200
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
1 yrs
States
21
Exams
4
Since
2025
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
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DS

Daniel Shaheen Sayfie

Michigan·CRD #6966206
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Daniel Shaifer Mr

Pennsylvania·CRD #8232686
IA Rep

Investment Adviser Rep at BLBB ADVISORS

States
1
Since
2026
Fee
AUM / Flat Fee / Other
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DS

Daniel Shamkhorskaya

Pennsylvania·CRD #7520458
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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DS

Daniel Shay Nentl

Arizona·CRD #2278720
Dual-registered

Dual-registered at IRONWOOD FINANCIAL, LLC

Experience
28 yrs
States
2
Exams
7
Since
1998
Est. fee
AUM
Minimum
$250k
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DS

Daniel Sheridan Heenan

Pennsylvania·CRD #2369816
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
31 yrs
States
1
Exams
6
Since
1995
Est. fee
AUM / Flat Fee
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DS

Daniel Shigemi Osugi

Colorado·CRD #8126602
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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DS

Daniel Shlomo Horowitz

N/A·CRD #7948021
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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DS

Daniel Short

New York·CRD #4025839
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DS

Daniel Silver

Texas·CRD #4568791
Dual-registered

Dual-registered at CEF ADVISORS

Experience
5 yrs
States
2
Exams
7
Since
2021
Fee
AUM / Hourly / Flat Fee / Subscription
View profile
DS

Daniel Simon Lizaso Trejo

Florida·CRD #7533706
Dual-registered

Dual-registered at BBVA GLOBAL WEALTH ADVISORS, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM
Minimum
$500k
View profile
DS

Daniel Simon Pikula

Florida·CRD #2563165
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Daniel S Jacobs

Illinois·CRD #7750606
IA Rep

Investment Adviser Rep at THE MATHER GROUP, LLC

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
DS

Daniel Slattery

Nebraska·CRD #2491307
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daniel S Lee

Texas·CRD #6618580
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daniel S Mercado

Florida·CRD #8125823
IA Rep

Investment Adviser Rep at REGAL INVESTMENT ADVISORS LLC

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DS

Daniel Smith

Connecticut·CRD #6344112
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daniel Soulis Sinton

California·CRD #2772367
Dual-registered

Dual-registered at RATIONAL INVESTMENT MANAGEMENT, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM
Minimum
$1.0M
View profile
DS

Daniel Spencer Venegas

California·CRD #8127352
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Daniel S Soto

New Jersey·CRD #4494850
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daniel S Stout

Florida·CRD #5440178
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daniel Stearns

Kansas·CRD #5582681
IA Rep

Investment Adviser Rep at MARINER WEALTH

Experience
3 yrs
States
2
Exams
1
Since
2023
Fee
Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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