AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DS

Daniel Stephen Dipaola

New York·CRD #4649328
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

Daniel Stephen Enos Jr

Colorado·CRD #6669387
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
3
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

Daniel Stephen Graeve

Colorado·CRD #7852378
IA Rep

Investment Adviser Rep at ARAX ADVISORY PARTNERS

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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DS

Daniel Stephen Porter

California·CRD #4525110
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

Daniel Stephen Schwartz

Connecticut·CRD #4746432
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
1
Exams
7
Since
2004
Est. fee
AUM / Commission / Flat Fee
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DS

Daniel Stephen Smith

Minnesota·CRD #2561692
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Flat Fee
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DS

Daniel Stephen Wimer

North Carolina·CRD #6855482
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
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DS

Daniel Steven Anderson

Texas·CRD #6628853
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
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DS

Daniel Steven Flack

Arizona·CRD #4699388
IA Rep

Investment Adviser Rep at INTRINSIC VALUE PARTNERS, LLC

Experience
23 yrs
States
2
Exams
1
Since
2003
Fee
AUM / Hourly
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DS

Daniel Steven Osborne

Ohio·CRD #2171648
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
1
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

Daniel Steven Welp

Colorado·CRD #5094831
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Commission / Hourly / Flat Fee
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DS

Daniel Stewart Botti

Oregon·CRD #1272707
Dual-registered

Dual-registered at PEREGRINE ASSET ADVISERS, INC.

Experience
25 yrs
States
1
Exams
3
Since
2001
Fee
AUM / Other
Minimum
$100k
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DS

Daniel Stewert Gray

North Carolina·CRD #2088083
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
3
Exams
9
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daniel Storey Henry

California·CRD #3007915
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
View profile
DS

Daniel Stratton

California·CRD #7667782
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daniel Stuart Rhyasen

California·CRD #3197545
Dual-registered

Dual-registered at NIM WEALTH SOLUTIONS

Experience
19 yrs
States
1
Exams
6
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Daniel Stuart Schroeder

Indiana·CRD #6423975
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Other
View profile
DS

Daniel Stuart Stark

Minnesota·CRD #6216378
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
10 yrs
States
3
Exams
4
Since
2016
Est. fee
AUM / Flat Fee
View profile
DS

Daniel S Valenzuela

California·CRD #5549503
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daniel Swedin

Minnesota·CRD #7980992
Dual-registered

Dual-registered at BOYUM WEALTH ARCHITECTS LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
DT

Daniel T Anderson

California·CRD #6453904
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DT

Daniel Tang

California·CRD #6301874
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DT

Daniel Taylor

Massachusetts·CRD #8271360
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

States
2
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DT

Daniel Taylor Rice

South Dakota·CRD #7204988
IA Rep

Investment Adviser Rep at WEALTH MANAGEMENT

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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