AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

David Alan Riback

Oregon·CRD #1097586
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
38 yrs
States
1
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Alan Riggle

Colorado·CRD #1887712
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
38 yrs
States
2
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Alan Schluer

New Jersey·CRD #1697657
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Alan Skraba

Minnesota·CRD #2316899
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
33 yrs
States
1
Exams
8
Since
1993
Est. fee
AUM / Hourly / Flat Fee
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DA

David Alan Smith

Pennsylvania·CRD #1203385
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
43 yrs
States
1
Exams
4
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

David Alan Smith

Arkansas·CRD #1591540
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
24
Exams
6
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

David Alan Storer

Texas·CRD #4809216
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Flat Fee
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DA

David Alan Stutsman

Oklahoma·CRD #1716603
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
7
Since
1987
Est. fee
AUM / Commission / Flat Fee
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DA

David Alan Vucovich

Illinois·CRD #2265836
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
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DA

David Alan Waltz

Indiana·CRD #1400223
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
41 yrs
States
1
Exams
6
Since
1985
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DA

David Alan Watercutter

Florida·CRD #2217472
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
5
Exams
7
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

David Alan Zinreich

Maryland·CRD #6252531
IA Rep

Investment Adviser Rep at BLACK DIAMOND FINANCIAL, LLC

Experience
13 yrs
States
2
Exams
1
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DA

David Albert Aizuss

California·CRD #7913233
IA Rep

Investment Adviser Rep at SLP WEALTH

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Albert Boyer

California·CRD #2592181
Dual-registered

Dual-registered at MIRAMONTES CAPITAL, LLC

Experience
31 yrs
States
1
Exams
5
Since
1995
Fee
AUM / Hourly / Flat Fee
Minimum
$75k
View profile
DA

David Albert Domenick Jr.

Ohio·CRD #5960853
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DA

David Albert Domenick Sr

Pennsylvania·CRD #1837617
IA Rep

Investment Adviser Rep at MADISON AVENUE SECURITIES, LLC

Experience
38 yrs
States
2
Exams
3
Since
1988
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DA

David Albert Goldhaber

California·CRD #1272069
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
5
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Albert Peppenger

Montana·CRD #6241527
Dual-registered

Dual-registered at SGL INVESTMENT ADVISORS, INC.

Experience
13 yrs
States
1
Exams
4
Since
2013
Fee
AUM
View profile
DA

David Albert Urovsky

Maryland·CRD #1806732
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
37 yrs
States
2
Exams
9
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DA

David Albin

California·CRD #5715352
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
15 yrs
States
2
Exams
7
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DA

David Alexander Arthur Dupuis

New York·CRD #7259946
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Alexander Fox

Colorado·CRD #6881962
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DA

David Alexander George

New York·CRD #6669307
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Alexander Gura

Texas·CRD #3225887
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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