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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

David Alexander Hohmann

Illinois·CRD #1714190
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
3
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

David Alexander Layten

California·CRD #6518773
Dual-registered

Dual-registered at SIGNATURE INVESTMENT ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM
Minimum
$250k
View profile
DA

David Alexander Narish

Florida·CRD #3005959
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
28 yrs
States
2
Exams
3
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DA

David Alexander Poole

Massachusetts·CRD #4448750
Dual-registered

Dual-registered at VERITY INVESTMENT PARTNERS

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Flat Fee
Minimum
$100k
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DA

David Alexander Porro

New Jersey·CRD #1064674
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
31 yrs
States
1
Exams
6
Since
1995
Est. fee
AUM / Flat Fee
Minimum
$100k
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DA

David Alexander Pratt

Minnesota·CRD #1049476
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
44 yrs
States
2
Exams
4
Since
1982
Fee
AUM / Hourly / Flat Fee / Other
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DA

David Alexander Prieto

Florida·CRD #7396385
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Alexander Rodriguez Jr.

California·CRD #7991915
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Alexander Sauers

Delaware·CRD #2550799
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
2
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

David Alexander Sosa

New York·CRD #7757732
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Alexander Thomas

California·CRD #4631169
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Alex Bunnell

Utah·CRD #6466078
IA Rep

Investment Adviser Rep at NAVIGATE PRIVATE WEALTH, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Hourly / Flat Fee
View profile
DA

David Alex Dimusto

Michigan·CRD #1937307
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Alfred Basinger

Arizona·CRD #4037184
Dual-registered

Dual-registered at NATIONS FINANCIAL GROUP, INC.

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
DA

David Alimi

Texas·CRD #5783005
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Allan Barcomb

Connecticut·CRD #2463546
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Allan Chamberlain

Florida·CRD #44157
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
53 yrs
States
1
Exams
4
Since
1973
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DA

David Allan McBee Jr

Texas·CRD #3086398
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Allan Welton

Arkansas·CRD #5876424
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

David Allen Arnold Melendez

Rhode Island·CRD #7667846
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Allen Bloom

Arizona·CRD #5529999
IA Rep

Investment Adviser Rep at TFO FAMILY OFFICE PARTNERS

Experience
17 yrs
States
2
Exams
1
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DA

David Allen Brounley

Texas·CRD #1190936
Dual-registered

Dual-registered at VALLEY WEALTH STRATEGIES, LLC

Experience
42 yrs
States
1
Exams
8
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Allen Buck

Louisiana·CRD #6071420
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
6
Exams
6
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Allen Cooper

Texas·CRD #1495615
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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