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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

David Allen Curtin

Montana·CRD #7919126
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DA

David Allen Decourcey

New York·CRD #2128763
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
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DA

David Allen Glaser

Hawaii·CRD #4919403
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
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DA

David Allen Grano

Ohio·CRD #2655109
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

David Allen Herndon

Virginia·CRD #3047856
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
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DA

David Allen Holler

Illinois·CRD #2202779
Dual-registered

Dual-registered at RETIREMENT PLAN ADVISORS, LLC

Experience
34 yrs
States
1
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DA

David Allen Lesser

California·CRD #8288490
IA Rep

Investment Adviser Rep at SHELTER WEALTH STRATEGIES, LLC

States
1
Since
2026
Fee
AUM / Other
Minimum
$250k
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DA

David Allen Liska

Florida·CRD #2374477
Dual-registered

Dual-registered at KAUFMAN ROSSIN WEALTH, LLC

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Hourly
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DA

David Allen Maisel

Oregon·CRD #1865794
Dual-registered

Dual-registered at ORCA INVESTMENT MANAGEMENT, LLC

Experience
35 yrs
States
1
Exams
10
Since
1991
Fee
AUM / Flat Fee / Other
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DA

David Allen Menard

Colorado·CRD #4343888
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
4
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

David Allen Moore

Georgia·CRD #804507
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
1
Exams
7
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

David Allen Perkins

Nebraska·CRD #4219110
Dual-registered

Dual-registered at IRONVINE CAPITAL PARTNERS, LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM
Minimum
$250k
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DA

David Allen Ponder

Maryland·CRD #1658625
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
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DA

David Allen Poulin

Connecticut·CRD #2008669
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
36 yrs
States
3
Exams
5
Since
1990
Est. fee
AUM / Flat Fee
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DA

David Allen Shaffer

Pennsylvania·CRD #7426278
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

David Allen Shilling

California·CRD #7037835
IA Rep

Investment Adviser Rep at ALTITUDE CAPITAL MANAGEMENT LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Allen Sims

Arkansas·CRD #5347313
IA Rep

Investment Adviser Rep at EVERSOURCE WEALTH ADVISORS, LLC

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Allen Sizemore

Arizona·CRD #5451375
Dual-registered

Dual-registered at SCARBOROUGH CAPITAL MANAGEMENT

Experience
15 yrs
States
21
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Allen Smith

Georgia·CRD #1961558
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
37 yrs
States
2
Exams
4
Since
1989
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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DA

David Allen Vose

Washington·CRD #2245155
Dual-registered

Dual-registered at WEALTH ASSET MANAGERS

Experience
34 yrs
States
1
Exams
6
Since
1992
Fee
AUM
Minimum
$5k
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DA

David Allen Wampler

Texas·CRD #2906256
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
29 yrs
States
1
Exams
3
Since
1997
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
DA

David Allen Wasson

California·CRD #1935329
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DA

David Allen Weingartner

Minnesota·CRD #4381427
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
3
Exams
3
Since
2001
Est. fee
AUM / Flat Fee
View profile
DA

David Allen Wood

Kentucky·CRD #2384874
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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