AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DC

David Charles Miller

Florida·CRD #2494409
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
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DC

David Charles Miller

Massachusetts·CRD #5266394
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
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DC

David Charles Neumann

Mississippi·CRD #6372842
IA Rep

Investment Adviser Rep at STRATOS WEALTH PARTNERS, LTD

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DC

David Charles Quick

Florida·CRD #3095258
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DC

David Charles Rankin

New Jersey·CRD #2782425
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
3
Exams
6
Since
1997
Est. fee
AUM / Flat Fee
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DC

David Charles Rossetter

Michigan·CRD #7191006
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
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DC

David Charles Sego

Colorado·CRD #4541939
IA Rep

Investment Adviser Rep at BOK FINANCIAL PRIVATE WEALTH, INC.

Experience
26 yrs
States
3
Exams
1
Since
2000
Est. fee
AUM / Hourly / Flat Fee
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DC

David Charles Thompson

California·CRD #3238188
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Flat Fee
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DC

David Charles Treece

South Carolina·CRD #7174240
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
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DC

David Charles Whitford

Michigan·CRD #2726600
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
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DC

David Chase Carnahan

Florida·CRD #8041978
IA Rep

Investment Adviser Rep at ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

Experience
1 yrs
States
3
Exams
2
Since
2025
Est. fee
AUM / Flat Fee
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DC

David C Hayward

Texas·CRD #2998168
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
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DC

David C Heitbrink

Illinois·CRD #2083646
Dual-registered

Dual-registered at BOS ASSET MANAGEMENT, LLC

Experience
28 yrs
States
3
Exams
4
Since
1998
Est. fee
AUM / Flat Fee / Other
View profile
DC

David Cheng

California·CRD #7891410
IA Rep

Investment Adviser Rep at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
2 yrs
States
5
Exams
4
Since
2024
Fee
AUM / Performance-based / Other
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DC

David Chester McAlister

Pennsylvania·CRD #2669408
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

David Childs

Georgia·CRD #5145179
IA Rep

Investment Adviser Rep at SPARTAN PLANNING GROUP

Experience
13 yrs
States
2
Since
2013
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
DC

David Chou

California·CRD #5536004
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DC

David Christian Ferrante

Illinois·CRD #7474461
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
DC

David Christian Young

Illinois·CRD #2144030
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
DC

David Christopher Benson

Arizona·CRD #4032854
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

David Christopher Connelly

Colorado·CRD #4607913
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

David Christopher Hall

New York·CRD #7462565
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DC

David Christopher Hancock

Georgia·CRD #5380314
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DC

David Christopher Jeram Jr

New York·CRD #6880149
IA Rep

Investment Adviser Rep at DUTCH ASSET CORPORATION

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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