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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DC

David Christopher Jozefiak

Michigan·CRD #4759899
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
6
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

David Christopher Lebrun

California·CRD #2253674
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
6
Since
1994
Est. fee
AUM / Commission / Flat Fee
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DC

David Christopher Masias

California·CRD #6994630
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
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DC

David Christopher Nanney

Ohio·CRD #7964111
IA Rep

Investment Adviser Rep at FORMIDABLE ASSET MANAGEMENT, LLC

Experience
2 yrs
States
2
Since
2024
Est. fee
AUM / Performance-based
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DC

David Christopher Payne

Utah·CRD #8145631
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DC

David Christopher Peppard

Pennsylvania·CRD #4551523
Dual-registered

Dual-registered at BALDWIN INVESTMENT MANAGEMENT, LLC

Experience
17 yrs
States
1
Exams
6
Since
2009
Est. fee
AUM
Minimum
$1.0M
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DC

David Christopher Roach

Florida·CRD #6071400
IA Rep

Investment Adviser Rep at ASSUREDPARTNERS INVESTMENT ADVISORS

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
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DC

David Christopher Shea

New Jersey·CRD #1447053
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
3
Since
1986
Est. fee
AUM / Commission / Flat Fee
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DC

David Christopher Stuyck

Texas·CRD #2474760
Dual-registered

Dual-registered at TANGLEWOOD LEGACY ADVISORS, LLC

Experience
26 yrs
States
1
Exams
6
Since
2000
Fee
AUM / Hourly / Flat Fee
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DC

David Christopher Teague

North Carolina·CRD #2325829
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Flat Fee
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DC

David Christopher Walkup

Texas·CRD #2258065
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DC

David C Janssen

Nebraska·CRD #5636944
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

David Clarence Hynes

Minnesota·CRD #2308351
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
33 yrs
States
2
Exams
5
Since
1993
Fee
AUM / Hourly / Flat Fee / Other
View profile
DC

David Clarke

Ohio·CRD #5013691
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DC

David Clarke Craig

Arkansas·CRD #2070323
IA Rep

Investment Adviser Rep at OCTOBER WEALTH ADVISORS, INC

Experience
26 yrs
States
2
Exams
2
Since
2000
Fee
AUM / Flat Fee
Minimum
$100k
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DC

David Clark Gossling

Texas·CRD #2545451
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

David Clark Wolf

Maryland·CRD #1307572
Dual-registered

Dual-registered at WIDMANN FINANCIAL SERVICES

Experience
21 yrs
States
2
Exams
5
Since
2005
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DC

David Claude Ackley

Michigan·CRD #7915315
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

David Clay Coffeen

Arizona·CRD #2897234
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Flat Fee
View profile
DC

David Cleary

New York·CRD #2480484
Dual-registered

Dual-registered at FORTIS CAPITAL ADVISORS, LLC

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

David Clifford Hall

Tennessee·CRD #3255266
IA Rep

Investment Adviser Rep at ALPHASTAR CAPITAL MANAGEMENT

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

David Clinton Iubelt

Nevada·CRD #3059237
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Flat Fee
View profile
DC

David Clinton Stables IV

Texas·CRD #5653591
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

David C Lloyd

Texas·CRD #5526476
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
6
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 844 | AdvisorFinder