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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DD

David Day

Nevada·CRD #7236560
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
3 yrs
States
1
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DD

David Dayton Deeter

Maryland·CRD #7386824
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DD

David D Brouwer

Michigan·CRD #6393634
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

David Deane Powell

Oklahoma·CRD #1595669
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
2
Exams
5
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DD

David Dean Very

Kentucky·CRD #2432422
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
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DD

David Decosta Leitao

California·CRD #6741549
IA Rep

Investment Adviser Rep at CGN ADVISORS, LLC

Experience
9 yrs
States
2
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DD

David Dellinger III

Washington·CRD #2871747
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DD

David Dennis Burrows

Connecticut·CRD #3081923
Dual-registered

Dual-registered at HUDSON CAPITAL ADVISORY, INC.

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Performance-based
Minimum
$100k
View profile
DD

David Dereck Kassir

Florida·CRD #2814059
Dual-registered

Dual-registered at MANNA WEALTH MANAGEMENT

Experience
30 yrs
States
3
Exams
6
Since
1996
Est. fee
AUM
Minimum
$250k
View profile
DD

David Deshler Cox

Illinois·CRD #2548159
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DD

David De Tagyos

Illinois·CRD #5029383
Dual-registered

Dual-registered at WELLTH ADVISORY SERVICES, LLC

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

David D Hudspeth

Michigan·CRD #2411424
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DD

David Diller

New Mexico·CRD #7513909
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
DD

David Dinchung Lo

Texas·CRD #2789073
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DD

David Dixon Lewis

Washington·CRD #1004661
Dual-registered

Dual-registered at FIRST WASHINGTON CORPORATION

Experience
43 yrs
States
1
Exams
7
Since
1983
Est. fee
AUM
Minimum
$250k
View profile
DD

David D Moyer

Illinois·CRD #3106333
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DD

David Dominic Casalena

Illinois·CRD #2182262
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
8
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
DD

David Dominic Panebianco

New York·CRD #3213001
Dual-registered

Dual-registered at ORANGE INVESTMENT ADVISORS, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM / Hourly / Flat Fee / Other
View profile
DD

David Donald Moenning

California·CRD #1023866
Dual-registered

Dual-registered at HERITAGE CAPITAL ADVISORS, LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

David Douglas Vermeil

Pennsylvania·CRD #1363951
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
6
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
DD

David D Peterson

Nebraska·CRD #3100799
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
2
Exams
10
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DD

David D Price

California·CRD #4127750
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DD

David D Strausser

Maryland·CRD #7570876
IA Rep

Investment Adviser Rep at TURNING POINT FINANCIAL

Experience
1 yrs
States
1
Exams
2
Since
2025
Fee
AUM / Hourly / Flat Fee
View profile
DD

David Duane Engler

Minnesota·CRD #4265904
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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