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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DD

David Duane Kasowski

Arizona·CRD #5414385
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
5 yrs
States
3
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
View profile
DD

David Duc Ngoc Le

California·CRD #6579135
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DD

David Duff

Virginia·CRD #7765529
IA Rep

Investment Adviser Rep at KINGSVIEW WEALTH MANAGEMENT, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DD

David Duke Weld

Florida·CRD #1875002
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
3
Exams
4
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DD

David Durcan

New Jersey·CRD #7831458
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
2
Exams
5
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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DD

David Durnan

Delaware·CRD #3184767
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DD

David Dustin Mack

Ohio·CRD #6913400
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

David Dwight Rasmussen

Oregon·CRD #5504604
IA Rep

Investment Adviser Rep at CATALYST FINANCIAL NW CORPORATION

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM
View profile
DD

David Dwight Zellner

Connecticut·CRD #2363265
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
3
Exams
7
Since
1993
Est. fee
AUM / Commission / Flat Fee
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DE

David E Alger

Rhode Island·CRD #6541043
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Earl Deckert

Kansas·CRD #5018779
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
19 yrs
States
3
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Earl Francati Jr.

Georgia·CRD #6498875
IA Rep

Investment Adviser Rep at VIDENT ASSET MANAGEMENT

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM / Flat Fee / Other
Minimum
$300k
View profile
DE

David Earl Hartley

Colorado·CRD #5093749
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DE

David Earl Hepner

Tennessee·CRD #1617356
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
10
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Earl Hitchcock

Minnesota·CRD #2120334
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
1
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

David Earl Hultstrom

Georgia·CRD #1968772
Dual-registered

Dual-registered at FINANCIAL ARCHITECTS, LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
DE

David Earl McGill

Indiana·CRD #2491757
Dual-registered

Dual-registered at COMPREHENSIVE FINANCIAL CONSULTANTS

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Earl Neate

Tennessee·CRD #4183687
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
25 yrs
States
2
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Earl Peterson

California·CRD #1704206
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David E Burns

Florida·CRD #1392062
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Echeverria

Arizona·CRD #5634258
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
17 yrs
States
9
Exams
3
Since
2009
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
DE

David Edgar

New Jersey·CRD #1004169
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
1
Exams
8
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Edgar Nieto

Texas·CRD #7977158
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Edgar Voysey

Kansas·CRD #2209563
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
3
Exams
6
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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