AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DE

David Edgar Wisehaupt

Florida·CRD #1070238
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
44 yrs
States
1
Exams
8
Since
1982
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DE

David Edmund Goodwin

Connecticut·CRD #2434504
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Edmund Lees

Pennsylvania·CRD #2148562
IA Rep

Investment Adviser Rep at MYCIO WEALTH PARTNERS, LLC

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DE

David Eduardo Grande

Alabama·CRD #6101476
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
13 yrs
States
21
Exams
5
Since
2013
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
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DE

David E Duncan

Georgia·CRD #6027905
Dual-registered

Dual-registered at MONTEREY WEALTH

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Edward Boynton

California·CRD #2259013
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Edward Buffie

North Carolina·CRD #6533865
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

David Edward Cohen

Florida·CRD #4199261
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
3
Exams
9
Since
2000
Est. fee
AUM / Commission / Flat Fee
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DE

David Edward Connelly Jr

Connecticut·CRD #2269331
Dual-registered

Dual-registered at SYMMETRY PARTNERS

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Other
Minimum
$5k
View profile
DE

David Edward Debrot

Rhode Island·CRD #6281830
Dual-registered

Dual-registered at KINTRA WEALTH, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Edward Greiner

California·CRD #4535085
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
5
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Edward Kalata

Alabama·CRD #1882185
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
23 yrs
States
11
Exams
3
Since
2003
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
DE

David Edward Koehler

Wisconsin·CRD #6859961
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Fee
AUM / Other
View profile
DE

David Edward Lacinski

Pennsylvania·CRD #3039026
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
28 yrs
States
1
Exams
4
Since
1998
Fee
AUM / Hourly / Flat Fee
View profile
DE

David Edward Larkin

New Jersey·CRD #2568007
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Edward Levee

Florida·CRD #806105
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
44 yrs
States
3
Exams
6
Since
1982
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Edward Martin

Washington·CRD #7169483
IA Rep

Investment Adviser Rep at BUILD ASSET MANAGEMENT

Experience
7 yrs
States
1
Exams
1
Since
2019
Fee
AUM
View profile
DE

David Edward Miazgowicz

Michigan·CRD #1405385
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Edward Rappa

New York·CRD #5204702
IA Rep

Investment Adviser Rep at ADALTA CAPITAL MANAGEMENT LLC

Experience
5 yrs
States
1
Since
2021
Fee
AUM / Performance-based
Minimum
$1.0M
View profile
DE

David Edward Schmelz

Maryland·CRD #860412
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
48 yrs
States
1
Exams
5
Since
1978
Est. fee
AUM / Flat Fee
View profile
DE

David Edward Siegel

California·CRD #709175
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
46 yrs
States
3
Exams
6
Since
1980
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Edward Smith

New York·CRD #2966027
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Other
View profile
DE

David Edward Smyth

California·CRD #3269211
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
27 yrs
States
27
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Edward Stone

California·CRD #2280955
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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