AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DE

David Edward Thomas

California·CRD #7191643
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Edward Weiner

New Jersey·CRD #1763447
Dual-registered

Dual-registered at CALYDON CAPITAL, LLC

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$100k
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DE

David Edward Zumbusch

Minnesota·CRD #2577983
Dual-registered

Dual-registered at INSPIRE ADVISORS, LLC

Experience
31 yrs
States
1
Exams
3
Since
1995
Est. fee
AUM
View profile
DE

David Edwin Erb

South Carolina·CRD #4572290
Dual-registered

Dual-registered at MERRION INVESTMENT MANAGEMENT CO, LLC

Experience
23 yrs
States
1
Exams
9
Since
2003
Est. fee
AUM
Minimum
$250k
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DE

David Edwin Hogan

New Jersey·CRD #1251452
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
4
Exams
10
Since
1984
Est. fee
AUM / Commission / Flat Fee
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DE

David Edwin Hope

Alabama·CRD #1426484
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
40 yrs
States
2
Exams
14
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
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DE

David Edwin Werner

Ohio·CRD #3210734
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

David E. Eddy

Louisiana·CRD #4216994
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
7
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David E Field

Georgia·CRD #1869994
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
3
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

David Efrem Warshaw

Florida·CRD #4702122
Dual-registered

Dual-registered at THE WEALTHPLAN LLC

Experience
21 yrs
States
4
Exams
3
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
DE

David E Guyette

California·CRD #2695656
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David E Haight III

New Jersey·CRD #4866130
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David E Hammond

Arizona·CRD #5719079
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM
Minimum
$50k
View profile
DE

David Elba Richey

Colorado·CRD #1517819
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Eldon Munn

Ohio·CRD #5707262
Dual-registered

Dual-registered at MUNN WEALTH MANAGEMENT, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Elisha Walker

Massachusetts·CRD #4361470
IA Rep

Investment Adviser Rep at MOODY, LYNN, LIEBERSON & WALKER, LLC

Experience
9 yrs
States
1
Since
2017
Est. fee
AUM
View profile
DE

David Elliott Jennings

District Of Columbia·CRD #1418524
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
3
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David E Lopez-Monroy

California·CRD #7406134
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David E Mathias

Arizona·CRD #5394836
Dual-registered

Dual-registered at XCELSIOR ADVISOR PARTNERS LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David E McGuire

Massachusetts·CRD #5682303
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David Emery Mandler

Pennsylvania·CRD #2945944
Dual-registered

Dual-registered at QUATTRO ADVISORS L.L.C.

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

David E. Norris

Florida·CRD #4150520
IA Rep

Investment Adviser Rep at LADD CAPITAL MANAGEMENT LLC

Experience
17 yrs
States
1
Exams
1
Since
2009
Est. fee
AUM
View profile
DE

David Enrique Marroquin

California·CRD #7309624
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DE

David Eric Birns

New York·CRD #2086497
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
35 yrs
States
1
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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