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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DG

David Gilliam III

Florida·CRD #7210315
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
6 yrs
States
4
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
DG

David Gilreath

Indiana·CRD #730793
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
26 yrs
States
1
Exams
5
Since
2000
Fee
AUM / Flat Fee / Performance-based
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DG

David Giuliani

Vermont·CRD #7496091
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Fee
AUM
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DG

David Glass II

Connecticut·CRD #6565143
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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DG

David Glen Huffcutt

Minnesota·CRD #3025490
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
1
Exams
8
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DG

David Glenn Miller

Texas·CRD #1638266
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
1
Exams
6
Since
1987
Est. fee
AUM / Flat Fee
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DG

David Glenn Turner

South Carolina·CRD #2778944
Dual-registered

Dual-registered at APOLLON FINANCIAL, LLC

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
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DG

David Glenn Whorton

Texas·CRD #3094890
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DG

David Glen Pearlman

Florida·CRD #4077379
Dual-registered

Dual-registered at JAFFE TILCHIN INVESTMENT PARTNERS, LLC

Experience
18 yrs
States
2
Exams
6
Since
2008
Est. fee
AUM / Flat Fee / Performance-based
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DG

David G McClure

North Carolina·CRD #2464567
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Flat Fee
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DG

David Godinez

Colorado·CRD #6878454
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
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DG

David Goettelmann

Missouri·CRD #5753139
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
15 yrs
States
2
Exams
6
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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DG

David Goldin

Florida·CRD #7711262
IA Rep

Investment Adviser Rep at ACCURATE WEALTH MANAGEMENT, LLC

Experience
3 yrs
States
2
Exams
4
Since
2023
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DG

David Gordon

Florida·CRD #2785670
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
DG

David Gordon

Washington·CRD #5234781
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
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DG

David Gordon Cooper

Minnesota·CRD #5672287
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DG

David Gordon Nesmith

Illinois·CRD #6579825
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
5 yrs
States
4
Exams
3
Since
2021
Fee
AUM
View profile
DG

David Gordon Rauch

New York·CRD #2208226
Dual-registered

Dual-registered at KELLEHER FINANCIAL ADVISORS, LLC

Experience
20 yrs
States
3
Exams
4
Since
2006
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DG

David Gordon Schrager

California·CRD #4439834
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Flat Fee
View profile
DG

David Gottlieb

New Jersey·CRD #5739132
Dual-registered

Dual-registered at SAVVY

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DG

David Gradzki

Pennsylvania·CRD #7403971
IA Rep

Investment Adviser Rep at ROFFMAN MILLER ASSOCIATES INC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM
Minimum
$1.0M
View profile
DG

David Graham Pike

Kansas·CRD #6142747
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DG

David Grant Griffith

Alabama·CRD #3205851
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DG

David Gregg Davenport

Florida·CRD #2909856
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Fee
AUM / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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