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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DG

David Gregory Adishian

California·CRD #2791117
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
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DG

David Gregory Clementi

Ohio·CRD #7547978
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
3
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
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DG

David Gregory Kuzmic

South Carolina·CRD #7841467
IA Rep

Investment Adviser Rep at MADISON AVENUE SECURITIES, LLC

States
1
Exams
2
Since
2026
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DG

David Gregory Shink

Nevada·CRD #2313173
Dual-registered

Dual-registered at FINANCIAL INSTITUTION SERVICES, LLC

Experience
33 yrs
States
2
Exams
6
Since
1993
Fee
AUM
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DG

David Gregory Stitt

Indiana·CRD #2204447
Dual-registered

Dual-registered at CURRY WEBB WEALTH MANAGEMENT LLC

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM
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DG

David Griswold Curry

Georgia·CRD #4506561
Dual-registered

Dual-registered at EPG WEALTH MANAGEMENT LLC

Experience
24 yrs
States
4
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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DG

David Guy Robichaud

New Hampshire·CRD #2733832
IA Rep

Investment Adviser Rep at MADISON AVENUE SECURITIES, LLC

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DG

David G Walker

New York·CRD #4025120
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee
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DH

David Hal Bock

New York·CRD #1888401
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
33 yrs
States
1
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee
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DH

David Hannibal Farra

Illinois·CRD #2066130
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
16 yrs
States
1
Exams
6
Since
2010
Est. fee
AUM / Hourly / Flat Fee
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DH

David Hargrave

Texas·CRD #7350407
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM
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DH

David Harkins

Texas·CRD #2291516
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
1
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
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DH

David Harlan Hatch

California·CRD #5211012
Dual-registered

Dual-registered at NEWPORT WEALTH ADVISORS, INC.

Experience
17 yrs
States
1
Exams
3
Since
2009
Fee
AUM
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DH

David Harlan Mitchler

Georgia·CRD #2303801
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DH

David Harold Craft

Nebraska·CRD #2237377
Dual-registered

Dual-registered at FIRST NATIONAL ADVISERS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM
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DH

David Harold Desmon

Connecticut·CRD #66193
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
56 yrs
States
4
Exams
7
Since
1970
Est. fee
AUM / Commission / Flat Fee
View profile
DH

David Harold Grubbs

North Carolina·CRD #1113405
Dual-registered

Dual-registered at FORTRESS PRIVATE LEDGER, LLC

Experience
30 yrs
States
1
Exams
9
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100k
View profile
DH

David Harold Kisser

Michigan·CRD #1129907
Dual-registered

Dual-registered at SIMPLYRIA ADVISOR NETWORK

Experience
9 yrs
States
1
Exams
2
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DH

David Harold Smalbach

New Jersey·CRD #818216
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
50 yrs
States
2
Exams
4
Since
1976
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DH

David Harold Turlington II

North Carolina·CRD #7371683
Dual-registered

Dual-registered at MODERN CAPITAL ADVISORS, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$5k
View profile
DH

David Harriman Walker

Florida·CRD #3193123
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
3
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
DH

David Harris James

Texas·CRD #4542486
IA Rep

Investment Adviser Rep at ROBERT HARRELL, INCORPORATED

Experience
25 yrs
States
1
Exams
1
Since
2001
Est. fee
AUM / Flat Fee
View profile
DH

David Harrison Goodless

Florida·CRD #6286965
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DH

David Hauser Curry

North Carolina·CRD #6429157
IA Rep

Investment Adviser Rep at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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