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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DG

David G. Curry Jr

Florida·CRD #4678823
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
23 yrs
States
5
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
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DG

David Gene Millet

Arizona·CRD #3106714
Dual-registered

Dual-registered at GALVIN, GAUSTAD & STEIN, LLC

Experience
28 yrs
States
3
Exams
4
Since
1998
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
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DG

David George Baland

New Mexico·CRD #2164956
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
35 yrs
States
2
Exams
8
Since
1991
Est. fee
AUM / Hourly / Flat Fee
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DG

David George Hall

North Carolina·CRD #4913063
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
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DG

David George Halling

California·CRD #1839576
Dual-registered

Dual-registered at NICH CAPITAL PARTNERS, INC.

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM
Minimum
$250k
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DG

David George Hanafin

Massachusetts·CRD #2275414
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DG

David George Hanson

Texas·CRD #1392406
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DG

David George Lindberg

Florida·CRD #2370939
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DG

David George Martin

California·CRD #321111
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
53 yrs
States
2
Exams
5
Since
1973
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DG

David George Metzler

Kentucky·CRD #1878566
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
38 yrs
States
1
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
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DG

David George Ruckno

South Carolina·CRD #3053803
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DG

David George Szabo

Florida·CRD #4485632
Dual-registered

Dual-registered at WEALTH PRO ADVISORS, INC.

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
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DG

David George Wilson Jr

California·CRD #1050576
Dual-registered

Dual-registered at TRUE NORTH RETIREMENT ADVISORS, LLC

Experience
44 yrs
States
5
Exams
4
Since
1982
Est. fee
AUM / Flat Fee
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DG

David Gerald Casciari

Connecticut·CRD #6142502
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
DG

David Gerald Dunn

Texas·CRD #4622602
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
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DG

David Gerald Lampe

N/A·CRD #828400
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
50 yrs
Exams
5
Since
1976
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DG

David Gerald Mangone

California·CRD #4590009
Dual-registered

Dual-registered at SEELAUS ASSET MANAGEMENT, LLC

Experience
24 yrs
States
3
Exams
8
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DG

David Gerald Steele

California·CRD #2147896
Dual-registered

Dual-registered at ONE WEALTH ADVISORS, LLC

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
View profile
DG

David Gerard Berka

Wisconsin·CRD #1451859
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DG

David Gerard Sowerby

Michigan·CRD #2371457
Dual-registered

Dual-registered at ANCORA PRIVATE WEALTH ADVISORS, LLC

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Flat Fee / Performance-based / Other
View profile
DG

David Gerard Walsh

Florida·CRD #2651321
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DG

David Geschke

Texas·CRD #1618774
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
36 yrs
States
1
Exams
10
Since
1990
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
DG

David Gilbert Seidel

California·CRD #4098201
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
26 yrs
States
5
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DG

David Giles Forbess

Louisiana·CRD #6503353
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
11 yrs
States
2
Exams
1
Since
2015
Fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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