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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

David Joseph Keller

Connecticut·CRD #6269897
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Joseph Kiniry

Florida·CRD #1711949
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
39 yrs
States
1
Exams
6
Since
1987
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

David Joseph Lynch

New Jersey·CRD #5264373
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
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DJ

David Joseph Messaline

New Hampshire·CRD #332616
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
56 yrs
States
2
Exams
8
Since
1970
Est. fee
AUM / Flat Fee
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DJ

David Joseph Mottes

California·CRD #1259215
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
11
Exams
7
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David Joseph Mozeleski

Connecticut·CRD #2182636
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
31 yrs
States
2
Exams
9
Since
1995
Est. fee
AUM / Flat Fee
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DJ

David Joseph Nader

Pennsylvania·CRD #1063967
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
2
Exams
4
Since
1982
Est. fee
AUM / Commission / Flat Fee
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DJ

David Joseph Needham

California·CRD #6823855
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Joseph Nichols

Florida·CRD #1866844
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
4
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

David Joseph Perrotto

New York·CRD #4960240
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
21 yrs
States
1
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
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DJ

David Joseph Ponsot

Illinois·CRD #2646343
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
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DJ

David Joseph Ray

Florida·CRD #4456844
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

David Joseph Rubis

Ohio·CRD #6370940
IA Rep

Investment Adviser Rep at CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

David Joseph Scranton

Connecticut·CRD #1711211
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
38 yrs
States
2
Exams
4
Since
1988
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DJ

David Joseph Shahrestani

Texas·CRD #7214915
IA Rep

Investment Adviser Rep at BRASADA CAPITAL MANAGEMENT, LP

Experience
6 yrs
States
1
Since
2020
Fee
AUM / Performance-based
Minimum
$500k
View profile
DJ

David Joseph Stock

New York·CRD #5189740
Dual-registered

Dual-registered at QUARTZ PARTNERS INVESTMENT MANAGEMENT

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Flat Fee
Minimum
$10k
View profile
DJ

David Joseph Stuto

New Jersey·CRD #2978128
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Joseph Talbot

California·CRD #5043438
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
20 yrs
States
10
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

David Joseph Teolis Jr.

California·CRD #2001981
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
4
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Joseph Webster

Pennsylvania·CRD #5385692
Dual-registered

Dual-registered at AXIOM ASSET MANAGEMENT

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM
View profile
DJ

David Joshua Antonucci

Florida·CRD #7267538
IA Rep

Investment Adviser Rep at ADVANTAGE WEALTH PARTNERS

Experience
6 yrs
States
1
Exams
1
Since
2020
Fee
AUM
Minimum
$10k
View profile
DJ

David Joshua Avigdor

Rhode Island·CRD #8118247
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Joshua Hawes

Florida·CRD #4847005
Dual-registered

Dual-registered at FOUR POINTS ADVISORS, LLC

Experience
8 yrs
States
2
Exams
7
Since
2018
Est. fee
AUM
Minimum
$50k
View profile
DJ

David Joshua Paulson

Washington·CRD #7076908
Dual-registered

Dual-registered at COMPOSITION WEALTH, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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