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David Joshua Hawes

Investment Adviser Representative at FOUR POINTS ADVISORS, LLC

Tampa, FLCRD #4847005Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
6 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

David Joshua Hawes has worked in the securities industry since 2018. They are registered to provide investment advisory services in Florida, Nevada, New Jersey, New York, North Carolina, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
FloridaNevadaNew JerseyNew YorkNorth CarolinaVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/25/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 6/28/2018
Series 82
Limited Representative-Private Securities Offerings
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 10/8/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/17/2018
Series 3
National Commodity Futures Examination
Passed 5/29/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $2,000,0001.75%
$2,000,001 - $5,000,0001.25%
Over $5,000,0000.00%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

FOUR Points Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOUR POINTS ADVISORS, LLCCurrent
11/6/2025Tampa, FL
FOUR POINTS CAPITAL PARTNERS LLCCurrent
8/5/2019Tampa, FL
DREXEL HAMILTON, LLC
8/14/20188/1/2019New York, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FOUR POINTS ADVISORS, LLC

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View FOUR POINTS ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Joshua Hawes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Joshua Hawes - Financial Advisor in Tampa, FL | AdvisorFinder